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Form Serial Number: |
DA20210223E00029
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| 1.
Date of relevant event: |
18/02/2021
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00333 |
| 4.
Name of listed corporation: |
Top Form International Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
301,052,675 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Wong |
| (Other names) |
Kai Chi Kenneth |
|
|
|
| 10.
Name of director (Chinese): |
黃啓智 |
| 11.
Chinese Character Code as printed on HKID Card: |
780607962535 |
| |
| 24.
Details of relevant event: |
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|
Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
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Highest price (per share)
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Average price (per share)
|
Average consideration (per share)
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Consideration code
|
| Long position |
| 1213 | The number of shares in which you are interested has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
|
58,525,149 |
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|
|
|
|
| Short position |
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|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 147,577,873 | 49.02 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 89,052,724 | 29.58 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
| |
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4106 | Unlisted derivatives - Cash settled |
| 30/09/2022 | 29/09/2024 | HKD | 1.00 | HKD | 1.044 | | | 224,522 |
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| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
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| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
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| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| High Union Holdings Inc. | Addresses of individuals are not displayed. | 73,245,645 |
| Triple Gains Ventures Limited | Addresses of individuals are not displayed. | 8,575,731 |
| Wong Chung Chong | Addresses of individuals are not displayed. | 6,474,304 |
| Wong Kai Chung Kevin | Addresses of individuals are not displayed. | 224,522 |
| Chan He Lin | Addresses of individuals are not displayed. | 308,000 |
| Total number of shares in which a director is interested under sections 317 and 318 | 88,828,202 |
|
| |
| 34.
Supplementary information: |
Reference is made to the notice filed by Mr. Wong Kai Chi Kenneth on 25/01/2021. As disclosed in the announcement of Top Form International Limited dated 18/02/2021, the Underwriters have taken up 2,975,731 Rights Issue Shares out of their maximum underwriting commitment of 61,549,920 Rights Issue Shares. As a result, the total number of Shares deemed to be held by Mr. Wong Kai Chi Kenneth is reduced by 58,525,149 Shares.
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
1
A0000000000000723155.docx
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|
Date of filing this Form 3A: |
23/02/2021
(dd/mm/yyyy)
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