|
Form Serial No: |
DD20150519000311 |
1.
Name of listed corporation: |
HSBC Holdings plc |
2.
Stock code: |
00005 |
3.
Name of associated corporation of listed corporation: |
HSBC Bank Plc |
4.
Registered office: |
8 Canada Square, London E14 5HQ, United Kingdom |
5.
Principal place of business: |
N/A |
6.
Class of debentures: |
706 |
7.
Amount of debentures in same class in issue: |
200,000 |
8.
Business registration no.: |
14259 |
9.
Certificate of Incorporation No.: |
N/A500 |
Place of incorporation: |
United Kingdom |
10.
Exchange on which listed: |
|
11.
Name of director (English) as printed on HKID/Passport: |
(Surname) |
Faber |
(Other names) |
Joachim |
|
|
|
14.
Name of director (Chinese): |
|
15.
Chinese Character Code: |
|
18.
Date of relevant event: |
30/04/2015 (dd/mm/yyyy)
|
19.
Date when director became aware of the relevant event/ interest in the debentures (if later): |
15/05/2015 (dd/mm/yyyy)
|
20.
Details of relevant event: |
Relevant event code describing circumstances
|
Code describing capacity in which debentures were/are held
|
Currency of debentures
|
Denomination or unit size of the debentures
|
Amount of debentures bought/sold or involved
|
On Exchange
|
Off Exchange
|
Before relevant event
|
After relevant event
|
Highest price per unit
|
Average price per unit
|
Average consideration per unit
|
Consideration code
|
171 |
214 |
|
CNY |
10,000 |
1,170 |
|
|
1,014.336 |
301 |
|
|
21.
Total amount of debentures of listed corporation in which the director is interested: |
|
Immediately before the relevant event |
Immediately after the relevant event |
Amount of debentures |
5,120 |
0 |
|
|
22.
Capacity in which interests disclosed in column 3 of Box 21 are held (required for Initial Notification only): |
Code describing capacity | Amount of debentures |
Nil | |
|
|
23.
Further information in respect of rights under debentures described in Box 20 granted to the director by the listed corporation: |
Exercise period |
Consideration paid or received for debentures or rights to subscribe for debentures |
Amount of debentures involved |
Begins | Ends | Price for grant | Exercise price | Price on assignment | |
30/04/2015 | 30/04/2015 | | 5,193,400.320 | | 5,120 |
|
|
24.
Further information in relation to interests of children under 18 and/or spouse: |
Name of child/spouse | Amount of debentures |
Nil | |
|
|
25.
Further information in relation to interests of corporations controlled by director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Amount of debentures |
Nil | | | | | |
|
|
26.
Further information in relation to interests held by director jointly with another person: |
Name of joint debenture holder | Address | Amount of debentures |
Nil | | |
|
|
27.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Amount of debentures |
Nil | | | |
|
|
28.
Date of filing this Form 3D: |
18/05/2015 (dd/mm/yyyy)
|
30.
Number of attachments: |
0
|
|