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Form Serial No: |
DB20060919000002 |
| 1.
Name of listed corporation: |
Hang Seng Bank Ltd. |
| 2.
Stock code: |
00011 |
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3.
Name of associated corporation of listed corporation: |
HSBC Holdings plc |
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4.
Registered office: |
8 Canada Square, London E14 5HQ, England |
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5.
Principal place of business: |
8 Canada Square, London E14 5HQ, England |
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6.
Class of shares in which interested: |
Ordinary Shares of USD0.50 each |
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7.
Number of issued shares in class: |
11,525,544,447 |
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8.
Business registration number: |
13937424-000 |
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9.
Certificate of Incorporation No.: |
617987 |
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Place of Incorporation: |
United Kingdom |
| 10.
Exchange on which listed: |
Hong Kong and London |
| 11.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Ancona |
| (Other names) |
Edgar David |
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| 14.
Name of director (Chinese): |
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| 15.
Chinese Character Code: |
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| 18.
Date of relevant event: |
04/09/2006
(dd/mm/yyyy)
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| 19.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 20.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
|
| Long position |
150 |
|
210 |
67,822 |
HKD |
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|
0.000 |
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| 21.
Total shares in associated corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 800,677 | 0.01 |
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| 22.
Total shares in associated corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 800,677 | 0.01 |
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| 23.
Capacity in which interests disclosed in Box 22 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 201 | |
| 210 | |
|
| |
| 24.
Further information in respect of derivative interests in associated corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by associated corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 409 | 10/11/1998 | 10/11/2007 | | USD14.600 | | 56,175 |
| Long Position | 409 | 09/11/1999 | 09/11/2008 | | USD13.710 | | 64,200 |
| Long Position | 409 | 08/11/2000 | 08/11/2009 | | USD16.960 | | 80,250 |
| Long Position | 409 | 13/11/2001 | 13/11/2010 | | USD18.400 | | 85,600 |
| Long Position | 409 | 12/11/2002 | 12/11/2011 | | USD21.370 | | 93,625 |
| Long Position | 409 | 20/11/2003 | 20/11/2012 | | USD10.660 | | 33,438 |
| Long Position | 409 | 03/11/2006 | 03/11/2013 | | GBP9.135 | | 51,000 |
| Long Position | 409 | 30/04/2007 | 30/04/2014 | | GBP8.283 | | 51,000 |
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| 25.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 26.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Nil | | | | | |
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| 27.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 28.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| HSBC Employee Benefit Trust 2005 (Computershare) | Addresses of individuals are not displayed. | 502 | |
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| 29.
Date of filing this Form 3B: |
15/09/2006
(dd/mm/yyyy)
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| 31.
Number of attachments: |
0
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