| |
|
Form Serial No: |
DB20080815000021 |
| 1.
Name of listed corporation: |
First Shanghai Investments Ltd. |
| 2.
Stock code: |
00227 |
|
3.
Name of associated corporation of listed corporation: |
China Assets (Holdings) Limited |
|
4.
Registered office: |
19/F., Wing On House, 71 Des Voeux Road Central, Hong Kong |
|
5.
Principal place of business: |
19/F., Wing On House, 71 Des Voeux Road Central, Hong Kong |
|
6.
Class of shares in which interested: |
Ordinary Shares |
|
7.
Number of issued shares in class: |
76,558,160 |
|
8.
Business registration number: |
14477859 |
|
9.
Certificate of Incorporation No.: |
301159 |
|
Place of Incorporation: |
Hong Kong |
| 10.
Exchange on which listed: |
Hong Kong |
| 11.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Lao |
| (Other names) |
Yuan Yi |
|
|
|
| 14.
Name of director (Chinese): |
勞元一 |
| 15.
Chinese Character Code: |
|
| 18.
Date of relevant event: |
14/08/2008
(dd/mm/yyyy)
|
| 19.
Date when director became aware of the relevant event/ interest in the shares (if later): |
|
|
| 20.
Details of relevant event: |
| |
Relevant event code describing circumstances
|
Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
| Long position |
141 |
|
201 |
15,000 |
HKD |
4.650 |
4.600 |
|
|
|
|
| |
| 21.
Total shares in associated corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 1,505,000 | 1.97 |
|
| |
| 22.
Total shares in associated corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 1,520,000 | 1.99 |
|
| |
| 23.
Capacity in which interests disclosed in Box 22 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| Nil | |
|
| |
| 24.
Further information in respect of derivative interests in associated corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by associated corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 409 | 25/05/2004 | 23/05/2014 | HKD0 | HKD2.650 | | 725,000 |
| Long Position | 409 | 25/04/2007 | 24/04/2017 | HKD0 | HKD5.740 | | 750,000 |
|
| |
| 25.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
|
| |
| 26.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Nil | | | | | |
|
| |
| 27.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
|
| |
| 28.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
|
| |
| 29.
Date of filing this Form 3B: |
14/08/2008
(dd/mm/yyyy)
|
| 31.
Number of attachments: |
|
|