表格 2 - 法團大股東通知
 
表格序號: CS20161014000071
1. 上市法團的名稱: iShares Core MSCI AC Asia ex Japan Index ETF 
2. 股份編號: 03010
3. 股份類別: ETF 
4. 該類別的已發行股份的數目: 76,000,000
5. 大股東的名稱: Citigroup Inc. 
6. 註冊辦事處: 399 Park Avenue, New York, 10043, USA
7. 香港主要營業地點: 50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong 
13. 在哪一家交易所上市: NYSE
14. 上市母公司的名稱及該母公司在哪一家交易所上市:  
15. 有關事件的日期: 11/10/2016
(日 / 月 / 年)
16. 大股東知悉有關事件/股份權益的日期(如在有關事件的日期之後): 13/10/2016
(日 / 月 / 年)
17. 有關事件的詳情:
  切合有關情況的有關事件代號 切合以前/現時持有股份的身分的代號 買/賣或涉及的股份數目 交易的貨幣 場內 場外
有關事件之前 有關事件之後 每股的最高價 每股的平均價 每股的平均代價 代價代號
好倉 101 208 20,136,100 HKD
18. 緊接在有關事件之前的股份總數:
 股份總數百分率數字(%)
好倉00.00
淡倉00.00
可供借出的股份00.00
19. 緊接在有關事件之後的股份總數:
 股份總數百分率數字(%)
好倉20,136,10026.49
淡倉00.00
可供借出的股份20,136,10026.49
20. 以何種身分持有方格19所披露的權益:
切合身分的代號股份數目
205
好倉0
淡倉0
208
好倉20,136,100
淡倉0

21. 有關衍生權益的進一步資料:
切合有關衍生工具的代號股份數目
 
22. 有關大股東所控制的法團的權益的進一步資料 :
受控法團的名稱地址及註冊成立地點控權股東的姓名或名稱控制百分率%直接權益(Y/N)股份數目
Citigroup Global Markets Hong Kong Limited50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong.Citigroup Financial Products Inc.100.00Y
好倉0
淡倉0
Citigroup Global Markets LimitedCitigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UKCitigroup Global Markets Europe Limited100.00Y
好倉0
淡倉0
Citigroup Global Markets Inc.388 Greenwich Street, New York, NY 10013, USACitigroup Financial Products Inc.100.00Y
好倉0
淡倉0
Morgan Stanley Smith Barney Holdings LLC2000 Westchester Avenue Purchase, NY 10577, USA (Delaware)Citigroup Global Markets Inc.49.00Y
好倉0
淡倉0
Citibank N.A.399 Park Avenue, New York, NY 10043 , USACiticorp Holdings Inc.100.00Y
好倉0
淡倉0
Citigroup Alternative Investments LLC399 Park Avenue, New York, NY 10043 , USACitigroup Investments Inc.100.00Y
好倉0
淡倉0
Automated Trading Desk Financial Services, LLC11 E Wall Street, Mt. Pleasant, SC 29464, USAAutomated Trading Desk, LLC100.00Y
好倉0
淡倉0
Citigroup Trust - Delaware, National Association824 Market Street, Suite 210, Wilmington, Delaware 19801, USACitibank N.A.100.00Y
好倉0
淡倉0
Citicorp Trust, National Association241 Royal Palm Way, Palm Beach, FL, 33480Citibank N.A.100.00Y
好倉0
淡倉0
Citicorp Trust South Dakota1300 West 57th Street, Suite G100 Sioux Falls, SD57108Citibank N.A.100.00Y
好倉0
淡倉0
Citigroup Global Markets Asia Limited50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong KongCitigroup Global Markets Hong Kong Holdings Ltd100.00Y
好倉0
淡倉0
Cititrust (Bahamas) Limited110 Thompson Boulevard, Nassau, BahamasCitigroup Participation Luxembourg Limited100.00Y
好倉0
淡倉0
Cititrust (Switzerland) LimitedQuai du General-Guisan 16, 1204 GeneveCitigroup Participation Luxembourg Limited100.00Y
好倉0
淡倉0
Citigroup Global Markets Deutschland AGReuterweg 16, Frankfurt am Main, D-60323, GermanyCitigroup Global Markets Finance Corporation & Co. beschrankt haftende KG100.00Y
好倉0
淡倉0
Citigroup Derivatives Markets Inc.130 Cheshire Ln Ste 202, Hopkins, MN, 55305 United StatesCitigroup Financial Products Inc.100.00Y
好倉0
淡倉0
Citigroup First Investment Management Limited50/F Citibank Plaza, Citibank Tower, central,Hong KongCitigroup Global Markets Hong Kong Holdings Ltd100.00Y
好倉0
淡倉0
Cititrust Jersey Limited38 Esplanade St. Helier Jersey, JE4 8ZT Channel IslandsCitibank Overseas Investment Corporation100.00Y
好倉0
淡倉0
Citibank (Switzerland) AGPrime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, SwitzerlandCiticorp Banking Corporation100.00Y
好倉0
淡倉0
Citigroup Global Markets Funding Luxembourg SCALuxembourg, LuxembourgCitigroup Global Markets Holdings Inc.100.00Y
好倉0
淡倉0
Impulsora de Fondos Banamex S.A. de C.V.Paseo de la Reforma 398, Mexico City, DF 06600, MexicoAcciones y Valores, S.A. de C.V.100.00Y
好倉0
淡倉0
Acciones y Valores, S.A. de C.V.REFORM 398, COL. JUAREZ, Mexico City, DF 06600, MexicoGrupo Financiero Banamex, S.A. de C.V.100.00Y
好倉0
淡倉0
Citigroup Financial Products Inc.1209 Orange Street, Wilmington, Delaware, 19899, USACitigroup Global Markets Holdings Inc.100.00N
好倉0
淡倉0
Citigroup Global Markets Holdings Inc.388 Greenwich Street, New York, NY 10013, USACitigroup Inc.100.00N
好倉0
淡倉0
Citigroup Global Markets Europe LimitedCitigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UKCitigroup Global Markets (International) Finance AG0.11N
好倉0
淡倉0
Citigroup Global Markets Europe LimitedCitigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UKCitigroup Financial Products Inc.64.67N
好倉0
淡倉0
Citigroup Global Markets Europe LimitedCitigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UKCitigroup Global Markets International LLC35.22N
好倉0
淡倉0
Citigroup Global Markets (International) Finance AGSCHIPFE 2, 8001 Zurich, SWITZERLANDCitigroup Financial Products Inc.100.00N
好倉0
淡倉0
Citigroup Global Markets International LLCCitigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UKCitigroup Financial Products Inc.100.00N
好倉0
淡倉0
Citigroup Global Markets Inc.388 Greenwich Street, New York, NY 10013, USACitigroup Financial Products Inc.100.00N
好倉0
淡倉0
Citicorp Holdings Inc.399 Park Avenue, New York, NY 10043 , USACitigroup Inc.100.00N
好倉20,136,100
淡倉0
Citigroup Investments Inc.399 Park Avenue, New York, NY 10043 , USACitigroup Inc.100.00N
好倉0
淡倉0
Automated Trading Desk, LLC11 E Wall Street, Mt. Pleasant, SC 29464, USAAutomated Trading Desk Holdings, Inc.100.00N
好倉0
淡倉0
Automated Trading Desk Holdings, Inc.11 E Wall Street, Mt. Pleasant, SC 29464, USACitigroup Acquisition LLC100.00N
好倉0
淡倉0
Citigroup Acquisition LLCNew York, USACitigroup Financial Products Inc.100.00N
好倉0
淡倉0
Citibank N.A.399 Park Avenue, New York, NY 10043 , USACiticorp Holdings Inc.100.00N
好倉0
淡倉0
Citigroup Global Markets Hong Kong Holdings Ltd50th Floor, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong KongCitigroup Global Markets Overseas Finance Limited100.00N
好倉0
淡倉0
Citigroup Global Markets Overseas Finance LimitedPO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman IslandsCitigroup Global Markets (International) Finance AG51.86N
好倉0
淡倉0
Citigroup Global Markets Overseas Finance LimitedPO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman IslandsCitigroup Global Markets Switzerland Holding GmbH48.14N
好倉0
淡倉0
Citigroup Global Markets Switzerland Holding GmbHC/O Reichlin & Hess, Hofstrasse 1a, 6300, Zug, SwitzerlandCitigroup Financial Products Inc.100.00N
好倉0
淡倉0
Citigroup Participation Luxembourg LimitedCitigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UKCitigroup International Luxembourg Limited100.00N
好倉0
淡倉0
Citigroup International Luxembourg LimitedCitigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UKCitigroup Overseas Investments Bahamas Inc.100.00N
好倉0
淡倉0
Citigroup Overseas Investments Bahamas Inc.In Care Of: Cititrust (Bahamas), Limited; 110 Thompson Boulevard, Nassau, BahamasCitibank Overseas Investment Corporation100.00N
好倉0
淡倉0
Citibank Overseas Investment CorporationOne Penn's Way, New Castle, DE 19720,United StatesCitibank N.A.100.00N
好倉0
淡倉0
Citigroup Global Markets Hong Kong Holdings Limited50th Floor, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong KongCitigroup Global Markets Overseas Finance Limited100.00N
好倉0
淡倉0
Grupo Financiero Banamex, S.A. de C.V.Isabel la Catolica n° 44, Colonia Centro, Delegacion Cuauhtemoc, Mexico City, DF 06000, MexicoCiticorp (Mexico) Holdings LLC100.00N
好倉0
淡倉0
Citicorp (Mexico) Holdings LLCOne Penn's Way, New Castle, DE 19720, United StatesNAMGK Mexico Holding, S. de R.L. de C.V.100.00N
好倉0
淡倉0
NAMGK Mexico Holding, S. de R.L. de C.V.MORAS # 850, COL. ACACIAS, MEXICO CITY O5 03240Citigroup Capital Partners Mexico, S. de R.L. de C.V.100.00N
好倉0
淡倉0
Citigroup Capital Partners Mexico, S. de R.L. de C.V.MORAS # 850, COL. ACACIAS, MEXICO DISTRITO FEDERAL, DEL. BENITO JUAREZ, O5 03240Citicorp Global Holdings, Inc.100.00N
好倉0
淡倉0
Citicorp Global Holdings, Inc.One Penn's Way, New Castle, DE 19720, United StatesCiticorp Banking Corporation100.00N
好倉0
淡倉0
Citicorp Banking CorporationOne Penn's Way, New Castle, DE 19720, United StatesCitigroup Inc.100.00N
好倉0
淡倉0
Citigroup Global Markets Finance Corporation & Co. beschrankt haftende KGKasernenstrasse 12, Duesseldorf, 40213, GermanyCitigroup Global Markets Finance LLC100.00N
好倉0
淡倉0
Citigroup Global Markets Finance LLC1209 Orange Street, Wilmington, DE 19801, United StatesCitigroup Overseas Investments Bahamas Inc.100.00N
好倉0
淡倉0
Acciones y Valores, S.A. de C.V.REFORM 398, COL. JUAREZ, Mexico City, DF 06600, MexicoGrupo Financiero Banamex, S.A. de C.V.100.00N
好倉0
淡倉0
Citibank N.A.399 Park Avenue, New York, NY 10043 , USACiticorp Holdings Inc.100.00Y
好倉20,136,100
淡倉0
Citibank Canada123 Front Street West, Citigroup Place, Suite 1900 Toronto, ON M5J 2M3, CanadaCitibank Overseas Investment Corporation100.00Y
好倉0
淡倉0
Citigroup Trust - Delaware, National Association824 Market Street, Suite 210, Wilmington, Delaware 19801, USACitibank N.A.100.00Y
好倉0
淡倉0

23. 有關由大股東與另一人共同持有的權益的進一步資料:
聯合股東的姓名或名稱地址股份數目
 
24. 來自受託人、信託受益人、或酌情信託的成立人的進一步資料:
信託的名稱地址身分代號股份數目
  
25. 來自第317條所指的協議的一方的進一步資料:
其他方的姓名或名稱地址股份數目
 
根據第317及318條,大股東持有權益的股份總數:
26. 大股東或其董事慣於按照其指令行事的人士的詳情:
姓名地址關係代號百分率(%)
  
 
27. 將本表格2送交存檔的日期: 14/10/2016
(日 / 月 / 年)
29. 附頁的張數: