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Form Serial No: |
CS20150728000149 |
1.
Name of listed corporation: |
Livzon Pharmaceutical Group Inc. - H Shares |
2.
Stock code: |
01513 |
3.
Class of shares: |
H Shares |
4.
Number of issued shares in class: |
145,591,360 |
5.
Name of substantial shareholder: |
UBS AG |
6.
Registered office: |
BAHNHOFSTRASSE 45
8001 ZURICH SWITZERLAND |
7.
Principal place of business in Hong Kong: |
52/F TWO INTERNATIONAL FINANCE CENTRE
8 FINANCE STREET, CENTRAL
HONG KONG |
13.
Exchange on which listed: |
SIX Swiss Exchange AG |
14.
Name of listed parent and exchange on which parent is listed: |
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15.
Date of relevant event: |
24/07/2015 (dd/mm/yyyy)
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16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
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17.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
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Long position |
117 |
201 |
201 |
137,401 |
HKD |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 8,774,465 | 6.03 |
Short Position | 24,630 | 0.02 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 8,774,465 | 6.03 |
Short Position | 24,630 | 0.02 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Code describing capacity | Number of shares |
201 | Long position | 163 | Short position | 0 |
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203 | Long position | 1,353,700 | Short position | 0 |
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205 | Long position | 7,420,602 | Short position | 24,630 |
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21.
Further information in respect of derivative interests: |
Code describing derivatives | Number of shares |
404 | Long position | 2,130 | Short position | 0 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
UBS Fund Services (Luxembourg) S.A. | 33A avenue J.F. Kennedy, 1855 Luxembourg | UBS AG | 100.00 | Y | Long position | 6,224,210 | Short position | 0 |
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UBS Global Asset Management (Hong Kong) Limited | 45-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong | UBS AG | 100.00 | Y | Long position | 1,010,882 | Short position | 0 |
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UBS Global Asset Management (Singapore) Ltd | One Raffles Quay, #50-01 North Tower, Singapore 048583, Singapore | UBS AG | 100.00 | Y | Long position | 160,580 | Short position | 0 |
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UBS Global Asset Management Trust Company | Illinois Corporation Service Company 801 Adlai Stevenson Drive Springfield 62703 USA | UBS AG | 100.00 | Y | Long position | 300 | Short position | 0 |
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UBS Securities LLC | Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA | UBS AG | 100.00 | Y | Long position | 24,630 | Short position | 24,630 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Nil | | |
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24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
Nil | | | |
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25.
Further information from a party to an agreement under Section 317: |
Names of other parties | Address | Number of shares |
Nil | | |
Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | % |
Nil | | | |
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27.
Date of filing this Form 2: |
28/07/2015 (dd/mm/yyyy)
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29.
Number of attachments: |
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