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Form Serial No: |
CS20120413000079 |
1.
Name of listed corporation: |
Zoomlion Heavy Industry Science and Technology Co., Ltd-H Sh |
2.
Stock code: |
01157 |
3.
Class of shares: |
H Shares |
4.
Number of issued shares in class: |
1,430,028,886 |
5.
Name of substantial shareholder: |
Deutsche Bank Aktiengesellschaft |
6.
Registered office: |
Theodor-Heuss-Allee 70, 60486 Frankfurt am Main, Germany |
7.
Principal place of business in Hong Kong: |
Deutsche Bank AG, Hong Kong 52/F International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong |
13.
Exchange on which listed: |
Deutsche Boerse and New York Stock Exchange |
14.
Name of listed parent and exchange on which parent is listed: |
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15.
Date of relevant event: |
05/04/2012 (dd/mm/yyyy)
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16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
11/04/2012 (dd/mm/yyyy)
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17.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
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Long position |
102 |
201 |
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516,600 |
HKD |
10.880 |
10.811 |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 71,789,511 | 5.02 |
Short Position | 48,132,737 | 3.36 |
Lending Pool | 3,437,600 | 0.24 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 71,272,911 | 4.98 |
Short Position | 47,884,737 | 3.34 |
Lending Pool | 3,437,600 | 0.24 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Code describing capacity | Number of shares |
201 | Long position | 26,808,851 | Short position | 14,020,197 |
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202 | Long position | 4,449,600 | Short position | 0 |
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203 | Long position | 36,576,860 | Short position | 33,864,540 |
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208 | Long position | 3,437,600 | Short position | 0 |
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21.
Further information in respect of derivative interests: |
Code describing derivatives | Number of shares |
404 | Long position | 9,647,400 | Short position | 4,372,200 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
DB Capital Markets (Deutschland) GmbH | Theodor-Heuss-Allee 70, 60486 Frankfurt am Main, Germany | Deutsche Bank Aktiengesellschaft | 100.00 | N | |
Deutsche Asset Management International GmbH | Mainzer Landstr. 178-190, 60327 Frankfurt | Deutsche Bank Aktiengesellschaft | 100.00 | Y | |
DB Capital Markets (Deutschland) GmbH | Theodor-Heuss-Allee 70, 60486 Frankfurt am Main, Germany | Deutsche Bank Aktiengesellschaft | 100.00 | N | |
DWS Holding & Service GmbH | Mainzer Landstr. 178-190, 60327 Frankfurt | Deutsche Bank Aktiengesellschaft | 100.00 | N | |
DWS Investment GmbH | Mainzer Landstr. 178-190, 60327 Frankfurt | Deutsche Bank Aktiengesellschaft | 100.00 | Y | |
DWS Investment GmbH | Mainzer Landstr. 178-190, 60327 Frankfurt | Deutsche Bank Aktiengesellschaft | 100.00 | N | |
Deutsche Bank Luxembourg S.A. | 2, Boulevard Konrad, Adenauer, Luxembourg 1115 | Deutsche Bank Aktiengesellschaft | 100.00 | N | |
DWS Investment S.A., Luxembourg | 2, Boulevard Konrad, Adenauer, Luxembourg 1115 | Deutsche Bank Aktiengesellschaft | 100.00 | Y | |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Nil | | |
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24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
Nil | | | |
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25.
Further information from a party to an agreement under Section 317: |
Names of other parties | Address | Number of shares |
Nil | | |
Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | % |
Nil | | | |
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27.
Date of filing this Form 2: |
12/04/2012 (dd/mm/yyyy)
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29.
Number of attachments: |
1 |
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