FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20170314000180
1.
Name of listed corporation
:
BYD Co. Ltd. - H Shares
2.
Stock code
:
01211
3.
Class of shares
:
H Shares
4.
Number of issued shares in class
:
915,000,000
5.
Name of substantial shareholder
:
Morgan Stanley
6.
Registered office
:
1585 Broadway, New York 10036, New York, USA
7.
Principal place of business in Hong Kong
:
No place of business in Hong Kong
13.
Exchange on which listed
:
New York Stock Exchange
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
09/03/2017
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
10/03/2017
(dd/mm/yyyy)
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
106
205
205
109,042
HKD
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
46,602,182
5.09
Short Position
42,186,609
4.61
Lending Pool
0
0.00
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
46,602,182
5.09
Short Position
42,186,609
4.61
Lending Pool
0
0.00
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
205
Long position
46,602,182
Short position
42,186,609
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
1,632,324
Short position
5,386
404
Long position
19,713,282
Short position
2,771,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Morgan Stanley Capital Management, LLC
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley
100.00
N
Long position
46,602,182
Short position
42,186,609
Morgan Stanley Domestic Holdings, Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley Capital Management, LLC
100.00
N
Long position
46,602,182
Short position
42,186,609
Morgan Stanley International Incorporated
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley
90.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley International Incorporated
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
10.00
N
Long position
29,078,087
Short position
21,669,121
MSDW Investment Holdings (US) LLC
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley International Incorporated
100.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley
72.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
10.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley International Incorporated
18.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
MSDW Investment Holdings (US) LLC
0.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley International Limited
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Holdings Inc.
100.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley Group (Europe)
20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Limited
100.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley Employment Services UK Limited
20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM
Morgan Stanley Group (Europe)
100.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley UK Group
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Limited
100.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley UK Group
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Employment Services UK Limited
0.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley Investments (UK)
20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM
Morgan Stanley UK Group
100.00
N
Long position
29,078,087
Short position
21,669,121
Morgan Stanley & Co. International plc
Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Investments (UK)
100.00
Y
Long position
29,076,587
Short position
21,669,121
Morgan Stanley & Co. LLC
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
6,942,875
Short position
20,212,289
Morgan Stanley Capital Products LLC
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
6,432,000
Short position
0
Morgan Stanley Capital Services LLC
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
2,364,495
Short position
305,199
Morgan Stanley Smith Barney LLC
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
1,784,725
Short position
0
Morgan Stanley Investment Management Limited
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Investments (UK)
100.00
Y
Long position
1,500
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
13/03/2017
(dd/mm/yyyy)
29.
Number of attachments
:
1