Hong Kong Exchanges and Clearing Limited

FORM 1 - Individual Substantial Shareholder Notice

Form Serial No:

IS20160112000201

1. Name of listed corporation:

ZTE Corporation - H Shares

2. Stock code:

00763

3. Class of shares:

H-Shares

4. Number of issued shares in class:

755,502,534

5. Name of substantial shareholder (English) as printed on HKID/Passport:

(Surname)	Li
(Other names)	Tzar Kai, Richard

8. Name of substantial shareholder (Chinese):

李澤楷

9. Chinese Character Code:

262134192818

12. Date of relevant event:

07/01/2016
(dd/mm/yyyy)

13. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later):

(dd/mm/yyyy)


14. Details of relevant event:
	Relevant event code describing circumstances	Code describing capacity in which shares were/are held		Number of shares bought/sold or involved	Currency of transaction	On Exchange		Off Exchange
		Before relevant event	After relevant event			Highest price per share	Average price per share	Average consideration per share	Consideration code
Long position	102	205		2,636,600	HKD	16.880	16.249

15. Total shares immediately before the relevant event:

	Total number of shares	Percentage figure (%)
Long Position	37,808,480	5.00

16. Total shares immediately after the relevant event:

	Total number of shares	Percentage figure (%)
Long Position	35,171,880	4.66

17. Capacity in which interests disclosed in Box 16 are held:

Code describing capacity

Number of shares

205

Long position

35,171,880

18. Further information in respect of derivative interests:

Code describing derivatives	Number of shares
Nil

19. Further information in relation to interests of children under 18 and/or spouse:

Name of child/spouse	Number of shares
Nil

20. Further information in relation to interests of corporations controlled by substantial shareholder:

Name of controlled corporation

Address and place of incorporation

Name of controlling shareholder

% control

Direct interest

Number of shares

Chiltonlink Limited

P.O. Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands)

Li, Tzar Kai, Richard

100.00

Long position

35,171,880

Pacific Century Investment Holdings No. 1 Limited

P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)

Chiltonlink Limited

100.00

Long position

35,171,880

Pacific Century Investment Holdings (Cayman Islands) Limited

190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)

Pacific Century Investment Holdings No. 1 Limited

100.00

Long position

35,171,880

Bridge Holdings Company Limited

190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)

Pacific Century Investment Holdings (Cayman Islands) Limited

100.00

Long position

35,171,880

PineBridge Investments, L.P.

190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)

Bridge Holdings Company Limited

100.00

Long position

35,171,880

PineBridge Investments Holdings US LLC

Intertrust Corporate Services Delaware Ltd. 200 Bellevue Parkway, Suite 210 Wilmington, DE 19809 USA (Delaware, USA)

PineBridge Investments, L.P.

100.00

Long position

219,400

PineBridge Investments LLC

Intertrust Corporate Services Delaware Ltd. 200 Bellevue Parkway, Suite 210 Wilmington, DE 19809 USA (Delaware, USA)

PineBridge Investments Holdings US LLC

100.00

Long position

219,400

PineBridge Investments Holdings Hong Kong Limited

Level 54, Hopewell Centre, 183 Queen’s Road East, Hong Kong (Hong Kong)

PineBridge Investments, L.P.

100.00

Long position

34,952,480

PineBridge Investments Holdings Limited Sårl

21 Rue du Fort Elisabeth, L-1463, Luxembourg (Luxembourg)

PineBridge Investments Holdings Hong Kong Limited

100.00

Long position

34,952,480

PineBridge Investments Holdings (Gibraltar) No. 1 Limited

Suite 3, Second Floor, Icom House, 1/5 Irish Town, Gibraltar (Gibraltar)

PineBridge Investments Holdings Limited Sårl

100.00

Long position

34,952,480

PineBridge Investments Asia Limited

Level 31, Three Pacific Place, 1 Queen's Road East, Hong Kong (Bermuda)

PineBridge Investments Holdings (Gibraltar) No. 1 Limited

100.00

Long position

1,019,760

PineBridge Investments Asia Limited

Level 31, Three Pacific Place, 1 Queen's Road East, Hong Kong (Bermuda)

PineBridge Investments Holdings (Gibraltar) No. 1 Limited

100.00

Long position

33,932,720

PineBridge Investments Management Taiwan Limited

8F&10F, 144 Minchuan E. Road, Sec. 2, Taipei 104, Taiwan, Republic of China (Taiwan)

PineBridge Investments Asia Limited

100.00

Long position

1,019,760

21. Further information in relation to interests held by substantial shareholder jointly with another person:

Name of joint shareholder	Address	Number of shares
Nil

22. Further information from a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:

Names of Trust	Address	Status code	Number of shares
Nil

23. Further information from a party to an agreement under Section 317:

Names of other parties	Address	Number of shares
Nil

Total number of shares in which substantial shareholder is interested under section 317 and 318:

24. Date of filing this Form 1:

12/01/2016
(dd/mm/yyyy)

26. Number of attachments: