FORM 1 - Individual Substantial Shareholder Notice
Form Serial No
:
IS20090814000255
1.
Name of listed corporation
:
GCL-Poly Energy Holdings Ltd.
2.
Stock code
:
03800
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
12,362,946,214
5.
Name of substantial shareholder (English) as printed on HKID/Passport
:
(
Surname
)
Och
(
Other names
)
Daniel Saul
8.
Name of substantial shareholder (Chinese)
:
9.
Chinese Character Code
:
12.
Date of relevant event
:
11/08/2009
(dd/mm/yyyy)
13.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
104
205
205
HKD
15.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,150,164,060
10.40
16.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,190,164,060
9.63
17.
Capacity in which interests disclosed in Box 16 are held
:
Code describing capacity
Number of shares
205
Long position
1,190,164,060
18.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
Nil
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Och-Ziff Capital Management Group LLC
1209 Orange Street, in the City of Wilmington, County of New Castle (Delaware)
Daniel Saul Och
78.02
N
Long position
1,190,164,060
Och-Ziff Holding Corporation
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware, 19801
Och-Ziff Captial Management Group LLC
100.00
N
Long position
1,190,164,060
OZ Management, LP
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801, U.S.A.
Och-Ziff Holding Corporation
100.00
Y
Long position
1,190,164,060
OZ Asia Master Fund, Ltd.
c/o Goldman Sachs (Cayman) Trust, Limited, P.O. Box 896, Suite 3307, Gardenia Court, 45 Market Street, Camana Bay, Grand Cayman Cayman Islands, B.W.I.
OZ Management, L.P.
100.00
Y
Long position
1,190,164,060
OZ Master Fund, Ltd.
c/o Goldman Sachs (Cayman) Trust, Limited, P.O. Box 896, Suite 3307, Gardenia Court, 45 Market Street, Camana Bay, Grand Cayman Cayman Islands, B.W.I.
OZ Management, L.P.
100.00
Y
Long position
1,190,164,060
OZ Global Special Investments Master Fund, LP
c/o Goldman Sachs (Cayman) Trust, Limited, P.O. Box 896, Suite 3307, Gardenia Court, 45 Market Street, Camana Bay, Grand Cayman Cayman Islands, B.W.I.
OZ Management, L.P.
100.00
Y
Long position
1,190,164,060
21.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 1
:
14/08/2009
(dd/mm/yyyy)
26.
Number of attachments
: