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Form Serial No: |
IS20071129000057 |
| 1.
Name of listed corporation: |
First Tractor Co Ltd. - H Shares |
| 2.
Stock code: |
00038 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
401,990,000 |
| 5.
Name of substantial shareholder (English) as printed on HKID/Passport: |
| (Surname) |
Och |
| (Other names) |
Daniel Saul |
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| 8.
Name of substantial shareholder (Chinese): |
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| 9.
Chinese Character Code: |
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| 12.
Date of relevant event: |
26/11/2007
(dd/mm/yyyy)
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| 13.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 14.
Details of relevant event: |
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Relevant event code describing circumstances |
Code describing capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
| Before relevant event |
After relevant event |
Highest price per share |
Average price per share |
Average consideration per share |
Consideration code |
| Long position |
103 |
205 |
|
414,000 |
HKD |
4.829 |
4.829 |
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| 15.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 24,204,000 | 6.02 |
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| 16.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 23,790,000 | 5.92 |
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| 17.
Capacity in which interests disclosed in Box 16 are held: |
| Code describing capacity | Number of shares |
| 205 | |
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| 18.
Further information in respect of derivative interests: |
| Code describing derivatives | Number of shares |
| Nil | |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Och-Ziff Capital Management Group LLC | 1209 Orange Street, in the City of Wilmington, County of New Castle (Delaware) | Daniel Saul Och | 79.10 | N | |
| Och-Ziff Holding Corporation | 1209 Orange Street, in the City of Wilmington, County of New Castle (Delaware) | Och-Ziff Capital Management Group LLC | 100.00 | N | |
| OZ Management, L.P. | East Lockerman Street, County of Kent, City of Dover, DE 19901 (Delaware) | Och-Ziff Holding Corporation | 100.00 | Y | |
| OZ Asia Master Fund, Ltd | Walkers SPV Limited, Walkers House, Mary Street, P.O. Box 908GT, George Town, Grand Cayman, Cayman Islands (Cayman Islands) | OZ Management, L.P. | 100.00 | Y | |
| OZ Master Fund, Ltd | Goldman Sachs (Cayman) Trust Limited, P.O. Box 896 GT, Harbour Centre, Second Floor, George Town, Grand Cayman, Cayman Islands(Cayman Islands) | OZ Management, L.P. | 100.00 | Y | |
| Fleet Maritime, Inc | The International Trust Company of Liberia, 80 Broad Street, City of Monrovia, County of Montserrado, Republic of Liberia (Republic of Liberia) | OZ Management, L.P. | 100.00 | Y | |
| GPV LVII LLC | 2711 Centerville Road, Suite 400, Wilmington, DE 19808 (Delaware) | OZ Management, L.P. | 100.00 | Y | |
| Goldman Sachs & Co. Profit Sharing Master Trust | 85 Broad Street, New York, NY10004 (New York) | OZ Management, L.P. | 100.00 | Y | |
| OZ Global Special Investments Master Fund, L.P. | Walkers SPV Limited, Walkers House, Mary Street, P.O. Box 908GT, George Town, Grand Cayman, Cayman Islands (Cayman Islands) | OZ Management, L.P. | 100.00 | Y | |
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| 21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 1: |
29/11/2007
(dd/mm/yyyy)
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| 26.
Number of attachments: |
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