|
Form Serial No: |
IS20070516000032 |
1.
Name of listed corporation: |
China Financial Industry Investment Fund Ltd. |
2.
Stock code: |
01227 |
3.
Class of shares: |
Ordinary Shares |
4.
Number of issued shares in class: |
60,000,000 |
5.
Name of substantial shareholder (English) as printed on HKID/Passport: |
(Surname) |
Lee |
(Other names) |
Seng Huang |
|
|
|
8.
Name of substantial shareholder (Chinese): |
李成煌 |
9.
Chinese Character Code: |
262120523552 |
12.
Date of relevant event: |
09/05/2007 (dd/mm/yyyy)
|
13.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
11/05/2007 (dd/mm/yyyy)
|
|
14.
Details of relevant event: |
|
Relevant event code describing circumstances |
Code describing capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
Before relevant event |
After relevant event |
Highest price per share |
Average price per share |
Average consideration per share |
Consideration code |
Long position |
101 |
|
205 |
12,000,000 |
HKD |
|
|
0.430 |
301 |
|
|
15.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 0 | 0.00 |
|
|
16.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 12,000,000 | 20.00 |
|
|
17.
Capacity in which interests disclosed in Box 16 are held: |
Code describing capacity | Number of shares |
205 | |
|
|
18.
Further information in respect of derivative interests: |
Code describing derivatives | Number of shares |
403 | |
|
|
19.
Further information in relation to interests of children under 18 and/or spouse: |
Name of child/spouse | Number of shares |
Nil | |
|
|
20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
Allied Group Limited | 22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong (Hong Kong) | Lee Seng Hui /Lee Su Hwei /Lee Seng Huang | 42.07 | N | |
Allied Properties (H.K.) Limtied | 22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong (Hong Kong) | Allied Group Limited | 74.93 | N | |
AP Jade Limited | P.O. Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Allied Properties (H.K.) Limited | 100.00 | N | |
AP Emerald Limited | P.O. Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | AP Jade Limited | 100.00 | N | |
Sun Hung Kai & Co. Limited | Level 12, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) | AP Emerald Limited | 65.17 | N | |
Sun Hung Kai Securities Limited | Level 12, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) | Sun Hung Kai & Co. Limited | 100.00 | N | |
Sun Hung Kai International Limited | Level 12, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong) | Sun Hung Kai Securities Limited | 100.00 | Y | |
|
|
21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Lee Seng Hui | Addresses of individuals are not displayed. | |
Lee Su Hwei | Addresses of individuals are not displayed. | |
|
|
22.
Further information from a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
Lee and Lee Trust | Addresses of individuals are not displayed. | 501 | |
|
|
23.
Further information from a party to an agreement under Section 317: |
Names of other parties | Address | Number of shares |
Nil | | |
Total number of shares in which substantial shareholder is interested under section 317 and 318: |
|
|
|
24.
Date of filing this Form 1: |
15/05/2007 (dd/mm/yyyy)
|
26.
Number of attachments: |
0 |
|