Disclosure of Interests (notices filed
through DION System since 3 July 2017)
Search of daily
summaries
The daily summaries summarized some essential information
of the recent notifications reported to The Stock Exchange of Hong Kong by
substantial shareholders or directors/chief executives of listed
corporations. To view the details of the
notices filed by them, you should use the 4 main search functions on the main
screen.
How do I search Daily Summaries?
You can click one of the following links and the
respective summary reports will be shown: -
1. Individual and corporate substantial shareholders
A list of daily summaries of “Individual and corporate
substantial shareholders” notices that have been processed will be shown. The following details will be included:
-
form serial
number;
-
the name of
listed corporation;
-
stock code;
-
class of
shares;
-
name of
substantial shareholder;
-
date of
relevant event;
-
reason for
disclosure;
-
number of
shares bought/sold involved;
-
average price
per share;
-
previous
balance; and
-
present balance.
To see the event or reason that triggers the
disclosure, you can click one of the links under the “Reason for disclosure”
column.
2. Directors interests in shares of the listed corporation
A list of daily summaries of “Directors interests in
shares of the listed corporation” notices that have been processed will be
shown.
The following details will be included:
-
form serial number;
-
the name of
listed corporation;
-
stock code;
-
class of
shares;
-
name of
director;
-
date of
relevant event;
-
reason for
disclosure;
-
number of
shares bought/sold involved;
-
average price
per share;
-
previous
balance; and
-
present balance.
To see the event or reason that triggers the
disclosure, you can click one of the links under the “Reason for disclosure”
column.
3. Directors interests in shares of any associated corporations of
listed corporation
A list of daily summaries of “Directors interests in shares
of any associated corporations of listed corporation” notices that have been
processed will be shown.
The following details will be included:
-
form serial
number;
-
the name of
listed corporation;
-
stock code;
-
associated
corporation;
-
name of
director;
-
date of
relevant event;
-
reason for
disclosure;
-
number of
shares bought/sold involved;
-
average price
per share;
-
previous
balance; and
-
present balance.
-
To see the event or reason that triggers the
disclosure, you can click one of the links under the “Reason for disclosure”
column.
4. Directors interests in debentures of listed corporations and any
associated corporations of listed corporations
A list of daily summaries of “Directors’ interests in debentures
of listed corporations and any associated corporations of listed corporations”
notices that have processed will be shown.
The following details will be included:
-
form serial
number;
-
the name of
listed corporation;
-
stock code;
-
associated
corporation;
-
name of
director;
-
date of
relevant event;
-
reason for
disclosure;
-
currency of
debentures
-
amount of
debentures bought/sold involved;
-
average price
per unit;
-
previous
balance; and
-
present balance.
To see the event or reason that triggers the disclosure,
you can click one of the links under the “Reason for disclosure” column.
Serial number and remarks shown next to the serial number of a
particular DI notice
Serial number - a system generated unique reference key for each DI
notice. You may click on the serial number to view the notices.
Remarks shown next to a particular
serial number – there are 3
types of remarks:-
1. “Amendment
to [serial number X]” – This remark indicates that the particular DI notice is
a revised DI notice which is to supersede the one with serial number X.
2. “Superseded
by [serial number Y]” – This remark indicates that the particular DI notice has
been revised by another DI notice with serial number Y.
3. “Withdrawn
on DD/MM/YYYY” – This remark indicates that the particular DI notice has been
withdrawn on the date provided. Though the DI notice has been withdrawn, it
will not be removed from the system.
For remarks 1
and 2 above, you can view the related notices by clicking the link embedded in
serial number X / serial number Y.
How do I view the Concert Parties Document(s) filed with the DI notice?
If you want to see the content of concert parties
document(s) filed with the DI notice, you can click on the link(s) embedded in
the respective DI notice.