Glossary

 

Disclosure of Interests (notices filed through DION System since 3 July 2017)

 

Consolidated list of substantial shareholders

 

The ultimate holding company of a group, or an individual controlling a group of companies, may have interests in shares of a listed corporation because a company or series of companies that it/he controls (”controlled corporations”) has an interest in those shares. The controlled corporations may themselves also be substantial shareholders by virtue of their interests in the shares and, if so, they will have filed notices. The ultimate holding company and these controlled corporations will therefore both appear on the complete list of substantial shareholders.

 

By “consolidated”, we mean that the consolidated list of substantial shareholders displays only the ultimate holding company, or individual controlling a group of companies, who are substantial shareholders. It excludes substantial shareholders that have been described in a notification, filed before the search date, as a “controlled corporation”. Substantial shareholders who do not hold interests in shares through controlled corporations are not affected and will appear in the consolidated list. 

 

The consolidated list of substantial shareholders matching the search criteria will be shown.  But only the last notice filed by the substantial shareholder in respect of the listed corporation would be shown.

 

Your searching criteria are shown on top of the screen, and if a date range is specified in the preceding search criteria screen, only the end date will be shown. If the listed corporation changed its name during the specified date range, the listed corporation name as at the end date will be shown.

 

The following details will be displayed

 

-          form serial number;

-          name of the substantial shareholders;

-          number of shares interested;

-          percentage of issued voting shares; and

-          date of last notice filed.

 

The list will be organized in descending order of the long position of the percentage figure in the “% of issued voting shares” column.

 

If you want to see the details of the last DI notice filed by that substantial shareholder, you can simply click the corresponding link of that substantial shareholder under the “Date of last notice filed” column.  Depending on the form type of the notice last filed by the substantial shareholder, Form 1, Form 2 and Form 3A (notice filed by directors who are substantial shareholders) will be shown when the date of the last notice filed was clicked.

 

Each page will display up to 50 search results.  You can view different page of the search results by clicking the corresponding page number shown on the screen.

 

You can go back to the top of this “consolidated list of substantial shareholder” page by clicking the “TOP” link at the bottom of this page.

 

Serial number and remarks shown next to the serial number of a particular DI notice

 

Serial number - a system generated unique reference key for each DI notice. You may click on the serial number to view the notices.

 

Remarks shown next to a particular serial number – there are 3 types of remarks:-

 

1. “Amendment to [serial number X]” – This remark indicates that the particular DI notice is a revised DI notice which is to supersede the one with serial number X.

2. “Superseded by [serial number Y]” – This remark indicates that the particular DI notice has been revised by another DI notice with serial number Y.

3. “Withdrawn on DD/MM/YYYY” – This remark indicates that the particular DI notice has been withdrawn on the date provided. Though the DI notice has been withdrawn, it will not be removed from the system.

 

For remarks 1 and 2 above, you can view the related notices by clicking the link embedded in serial number X / serial number Y.

 

How do I view the Concert Parties Document(s) filed with the DI notice?

 

If you want to see the content of concert parties document(s) filed with the DI notice, you can click on the link(s) embedded in the respective DI notice.

 

How do I start a new search?

 

To start a new search, you can click the “Start a new search” button.