Glossary

 

Disclosure of Interests (notices filed through DION System since 3 July 2017)

 

Results of investigations by a listed corporation

 

A list of Form 4 filed by listed corporations will be shown.

 

The following details will be displayed:

-          form serial number;

-          date of release;

-          specified date;

-          stock code; and

-          report name.

 

The reports will be displayed in ascending order of “Report Name”.  To view a particular investigation report, you can click on the report name or the form serial number.

 

Serial number and remarks shown next to the serial number of a particular DI notice

 

Serial number - a system generated unique reference key for each DI notice. You may click on the serial number to view the notices.

 

Remarks shown next to a particular serial number – there are 3 types of remarks:-

 

1. “Amendment to [serial number X]” – This remark indicates that the particular DI notice is a revised DI notice which is to supersede the one with serial number X.

2. “Superseded by [serial number Y]” – This remark indicates that the particular DI notice has been revised by another DI notice with serial number Y.

3. “Withdrawn on DD/MM/YYYY” – This remark indicates that the particular DI notice has been withdrawn on the date provided. Though the DI notice has been withdrawn, it will not be removed from the system.

 

For remarks 1 and 2 above, you can view the related notices by clicking the link embedded in serial number X / serial number Y.

 

How do I view the Concert Parties Document(s) filed with the DI notice?

 

If you want to see the content of concert parties document(s) filed with the DI notice, you can click on the link(s) embedded in the respective DI notice.

 

How do I search Form 4?

 

To search Form 4, you can click on the “Search Investigation Reports” button and enter stock code / name of listed corporation (optional), release date and the specified date of the Form 4 as search criteria.

 

How do I search DI notices relating to listed corporation and delisted corporation?

 

For DI notices filed through DION System since 3 July 2017 (i.e. after mandatory electronic filing becomes effective), the DI notices filed for listed corporation and delisted corporation are displayed in separate sections. You may click on the link “Search results of investigation reports by listed corporation - Delisted Securities” to search DI notices in relation to delisted corporations; and click on the link of “Search results of investigation reports by listed corporation - Current Securities” to search DI notices in relation to currently listed corporations.