Glossary

 

Disclosure of Interests (notices filed through DION System since 3 July 2017)

 

Complete list of Directors

 

The complete list of directors for a matched listed corporation within the specified period, or on a specific date, of your choice, will be shown.  But only the last notice filed by the director in respect of the listed corporation would be shown.

 

Your searching criteria are shown on top of the screen, and if a date range was specified in the preceding search criteria screen, only the end date of your search will be shown. If the listed corporation changed its name during the specified date range, the listed corporation name as at the end date will be shown.

 

The following details will be displayed:

-          form serial number;

-          name of the director;

-          number of shares interested;

-          percentage of issued voting shares;

-          date of last notice filed;

-          interests in shares of associated corporation; and

-          interests in debentures.

 

The list will be organized in alphabetical order of name of the directors.

 

Each page will display up to 50 search results.  You can view different page of the search results by clicking the corresponding page number shown on the screen.

 

You can go back to the top of this “complete list of directors” page by clicking the “TOP” link at the bottom of this page.

 

How do I view the last notice filed by a director of the matched listed corporation?

 

If you want to see the details of the last DI notice (Form 3A) filed by that director, you can simply click the corresponding link of that director under the “Date of last notice filed” column or the form serial number.

 

How do I view the last notice filed by a director on shares of associated corporation for the matched listed corporation?

 

You can click on the “Yes” link of that director under the “Interests in shares of associated corporation” column to browse the notice (Form 3B) filed by the director.

 

How do I view the notice filed by a director on interests in debentures of a matched listed corporation or its associated corporation of that matched listed corporation?

 

You can click on the “Yes” link of that director under the “Interests in debentures” column to browse the notice (Form 3C – Interests in Debentures of Listed Corporation or Form 3D – Interests in Debentures of Associated Corporation) filed by the director.

 

Serial number and remarks shown next to the serial number of a particular DI notice

 

Serial number - a system generated unique reference key for each DI notice. You may click on the serial number to view the notices.

 

Remarks shown next to a particular serial number – there are 3 types of remarks:-

 

1. “Amendment to [serial number X]” – This remark indicates that the particular DI notice is a revised DI notice which is to supersede the one with serial number X.

2. “Superseded by [serial number Y]” – This remark indicates that the particular DI notice has been revised by another DI notice with serial number Y.

3. “Withdrawn on DD/MM/YYYY” – This remark indicates that the particular DI notice has been withdrawn on the date provided. Though the DI notice has been withdrawn, it will not be removed from the system.

 

For remarks 1 and 2 above, you can view the related notices by clicking the link embedded in serial number X / serial number Y.

 

How do I view the Concert Parties Document(s) filed with the DI notice?

 

If you want to see the content of concert parties document(s) filed with the DI notice, you can click on the link(s) embedded in the respective DI notice.

 

How do I start a new search?

 

To start a new search, you can click the “Start a new search” button.