List of DI notices filed by substantial shareholders within a specified period - Current Securities
Stock code:
00388
Name of listed corporation:
Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy):
17/03/2003
-
17/03/2022
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool
Form Serial Number
Name of substantial shareholder
Reason for disclosure
No. of shares bought/ sold/ involved
Average price per share
No. of shares interested (See *Notes above)
% of issued voting shares
Date of relevant event
CS20220322E00263
JPMorgan Chase & Co.
14015
(S)
7,679,506(S)
80,229,852(L)
15,727,604(S)
34,390,856(P)
6.32(L)
1.24(S)
2.71(P)
17/03/2022
CS20220317E00407
JPMorgan Chase & Co.
16021
(L)
3,459,469(L)
HKD 335.1470
78,725,651(L)
8,816,480(S)
33,669,977(P)
6.20(L)
0.69(S)
2.65(P)
14/03/2022
CS20220316E00350
JPMorgan Chase & Co.
16022
(L)
2,702,324(L)
HKD 343.2929
75,266,182(L)
12,582,379(S)
30,016,350(P)
5.93(L)
0.99(S)
2.36(P)
11/03/2022
CS20220315E00289
JPMorgan Chase & Co.
15015
(S)
1,065,615(S)
77,968,506(L)
12,066,842(S)
33,910,748(P)
6.14(L)
0.95(S)
2.67(P)
10/03/2022
CS20220314E00380
JPMorgan Chase & Co.
14015
(S)
4,271,464(S)
79,175,458(L)
13,132,457(S)
33,888,748(P)
6.24(L)
1.03(S)
2.67(P)
09/03/2022
CS20220302E00323
JPMorgan Chase & Co.
15015
(S)
16,012,298(S)
83,817,355(L)
8,859,697(S)
37,866,119(P)
6.61(L)
0.69(S)
2.98(P)
25/02/2022
CS20220225E00194
JPMorgan Chase & Co.
14015
(S)
15,862,859(S)
82,771,402(L)
24,769,013(S)
37,828,295(P)
6.52(L)
1.95(S)
2.98(P)
22/02/2022
CS20211207E00329
Citigroup Inc.
1213
(L)
3,051,936(L)
61,568,289(L)
7,628,004(S)
51,264,025(P)
4.85(L)
0.60(S)
4.04(P)
02/12/2021
CS20211206E00414
Citigroup Inc.
1316
(L)
392,521(L)
64,620,225(L)
7,599,519(S)
54,364,541(P)
5.09(L)
0.59(S)
4.28(P)
01/12/2021
CS20211118E00520
Citigroup Inc.
1013
(L)
5,567,447(L)
66,364,543(L)
8,352,039(S)
55,274,456(P)
5.23(L)
0.65(S)
4.35(P)
15/11/2021
CS20211117E00313
Citigroup Inc.
1213
(L)
5,882,185(L)
60,797,096(L)
8,496,909(S)
49,608,962(P)
4.79(L)
0.67(S)
3.91(P)
12/11/2021
CS20211117E00129
JPMorgan Chase & Co.
15015
(S)
20,149,962(S)
82,086,975(L)
7,661,923(S)
40,559,052(P)
6.47(L)
0.60(S)
3.19(P)
12/11/2021
CS20211019E00583
Citigroup Inc.
1013
(L)
5,198,906(L)
67,680,342(L)
9,110,791(S)
56,203,184(P)
5.33(L)
0.71(S)
4.43(P)
13/10/2021
CS20211018E00357
Citigroup Inc.
1213
(L)
5,404,408(L)
62,481,436(L)
9,100,584(S)
51,001,353(P)
4.92(L)
0.71(S)
4.02(P)
12/10/2021
CS20210817E00154
JPMorgan Chase & Co.
14015
(S)
16,163,930(S)
82,615,916(L)
27,774,576(S)
37,356,313(P)
6.51(L)
2.19(S)
2.94(P)
12/08/2021
CS20210803E00362
Citigroup Inc.
1013
(L)
3,465,489(L)
66,631,882(L)
7,571,686(S)
53,925,813(P)
5.25(L)
0.59(S)
4.25(P)
29/07/2021
CS20210730E00442
Citigroup Inc.
1213
(L)
3,526,940(L)
63,200,586(L)
7,427,715(S)
50,608,510(P)
4.98(L)
0.58(S)
3.99(P)
27/07/2021
CS20210722E00067
JPMorgan Chase & Co.
15015
(S)
5,866,878(S)
84,654,309(L)
7,713,480(S)
37,449,129(P)
6.67(L)
0.60(S)
2.95(P)
19/07/2021
CS20210721E00189
JPMorgan Chase & Co.
14015
(S)
5,986,282(S)
85,181,700(L)
13,580,358(S)
37,623,671(P)
6.71(L)
1.07(S)
2.96(P)
16/07/2021
CS20210719E00321
Citigroup Inc.
1316
(L)
994,774(L)
64,684,033(L)
8,347,735(S)
51,985,179(P)
5.10(L)
0.65(S)
4.10(P)
14/07/2021
CS20210715E00311
Citigroup Inc.
1013
(L)
788,304(L)
63,751,112(L)
8,470,584(S)
51,128,398(P)
5.02(L)
0.66(S)
4.03(P)
12/07/2021
CS20210624E00378
JPMorgan Chase & Co.
16021
(L)
5,190,135(L)
HKD 459.5853
80,232,437(L)
8,210,454(S)
37,044,041(P)
6.32(L)
0.64(S)
2.92(P)
21/06/2021
CS20210623E00331
JPMorgan Chase & Co.
16022
(L)
5,379,676(L)
HKD 470.2467
75,042,302(L)
8,352,634(S)
31,718,029(P)
5.91(L)
0.65(S)
2.50(P)
18/06/2021
CS20210415E00283
JPMorgan Chase & Co.
16021
(L)
9,019,227(L)
HKD 456.8808
79,298,021(L)
10,495,787(S)
36,381,292(P)
6.25(L)
0.82(S)
2.86(P)
12/04/2021
CS20210412E00031
JPMorgan Chase & Co.
16022
(L)
13,407,031(L)
HKD 458.9184
72,447,269(L)
10,505,062(S)
27,383,487(P)
5.71(L)
0.82(S)
2.15(P)
07/04/2021
CS20210126E00161
JPMorgan Chase & Co.
1201
(L)
2,886,090(L)
HKD 516.8500
85,969,500(L)
3,049,753(S)
41,951,980(P)
6.78(L)
0.24(S)
3.30(P)
21/01/2021
CS20210125E00015
JPMorgan Chase & Co.
1303
(L)
24,152(L)
88,855,590(L)
3,158,270(S)
42,936,514(P)
7.00(L)
0.24(S)
3.38(P)
20/01/2021
CS20210122E00067
JPMorgan Chase & Co.
1101
(L)
1,015,382(L)
HKD 508.8519
89,461,218(L)
3,412,098(S)
43,096,463(P)
7.05(L)
0.26(S)
3.39(P)
19/01/2021
CS20210112E00052
JPMorgan Chase & Co.
1201
(L)
928,905(L)
HKD 447.4253
88,420,946(L)
4,190,853(S)
43,334,356(P)
6.97(L)
0.33(S)
3.41(P)
07/01/2021
CS20201217E00272
JPMorgan Chase & Co.
16021
(L)
4,930,306(L)
HKD 386.9719
89,391,803(L)
6,125,295(S)
43,809,482(P)
7.05(L)
0.48(S)
3.45(P)
14/12/2020
CS20201209E00035
JPMorgan Chase & Co.
16022
(L)
5,097,716(L)
HKD 388.9228
84,928,677(L)
5,965,123(S)
39,229,820(P)
6.69(L)
0.47(S)
3.09(P)
04/12/2020
CS20201207E00027
JPMorgan Chase & Co.
1101
(L)
982,026(L)
HKD 380.4899
89,399,920(L)
5,893,140(S)
43,919,147(P)
7.05(L)
0.46(S)
3.46(P)
02/12/2020
CS20201204E00230
JPMorgan Chase & Co.
1201
(L)
365,971(L)
HKD 386.3561
88,417,894(L)
5,603,136(S)
43,566,372(P)
6.97(L)
0.44(S)
3.43(P)
01/12/2020
CS20201203E00248
JPMorgan Chase & Co.
1303
(L)
88,980(L)
88,783,865(L)
5,559,251(S)
43,607,530(P)
7.00(L)
0.43(S)
3.43(P)
30/11/2020
CS20201127E00197
JPMorgan Chase & Co.
1101
(L)
946,853(L)
HKD 388.8794
89,416,328(L)
6,786,864(S)
43,593,931(P)
7.05(L)
0.53(S)
3.43(P)
24/11/2020
CS20201124E00216
JPMorgan Chase & Co.
16022
(L)
4,930,047(L)
HKD 370.7971
84,610,002(L)
7,692,591(S)
38,098,779(P)
6.67(L)
0.60(S)
3.00(P)
19/11/2020
CS20201001E00094
JPMorgan Chase & Co.
1502
(S)
953,511(S)
98,055,041(L)
12,095,322(S)
47,029,801(P)
7.73(L)
0.95(S)
3.70(P)
28/09/2020
CS20200922E00164
JPMorgan Chase & Co.
1402
(S)
5,026,553(S)
100,967,267(L)
16,797,481(S)
45,032,204(P)
7.96(L)
1.32(S)
3.55(P)
17/09/2020
CS20200824E00176
JPMorgan Chase & Co.
1201
(L)
8,310,735(L)
HKD 374.2210
94,005,428(L)
11,986,581(S)
46,643,342(P)
7.41(L)
0.94(S)
3.67(P)
19/08/2020
CS20200820E00091
JPMorgan Chase & Co.
1101
(L)
8,652,431(L)
HKD 374.7239
102,489,205(L)
11,749,136(S)
46,639,466(P)
8.08(L)
0.92(S)
3.67(P)
17/08/2020
CS20200812E00329
JPMorgan Chase & Co.
1502
(S)
1,250,827(S)
95,605,286(L)
11,771,314(S)
46,818,441(P)
7.54(L)
0.92(S)
3.69(P)
07/08/2020
CS20200710E00029
JPMorgan Chase & Co.
14015
(S)
749,002(S)
95,018,767(L)
13,141,176(S)
46,610,343(P)
7.49(L)
1.03(S)
3.67(P)
07/07/2020
CS20200622E00104
JPMorgan Chase & Co.
16021
(L)
5,311,888(L)
HKD 294.2619
90,096,837(L)
10,966,040(S)
45,324,839(P)
7.10(L)
0.86(S)
3.57(P)
17/06/2020
CS20200616E00285
JPMorgan Chase & Co.
16022
(L)
9,926,318(L)
HKD 297.1019
79,795,737(L)
10,263,857(S)
33,487,408(P)
6.29(L)
0.80(S)
2.64(P)
11/06/2020
CS20200612E00132
JPMorgan Chase & Co.
1101
(L)
1,150,039(L)
HKD 292.9789
89,355,068(L)
10,323,436(S)
42,229,016(P)
7.04(L)
0.81(S)
3.33(P)
09/06/2020
CS20200608E00091
JPMorgan Chase & Co.
1201
(L)
886,739(L)
HKD 291.9048
88,357,148(L)
10,509,527(S)
42,081,363(P)
6.96(L)
0.82(S)
3.31(P)
03/06/2020
CS20200604E00172
JPMorgan Chase & Co.
1101
(L)
1,744,235(L)
HKD 281.8220
90,432,582(L)
11,545,456(S)
41,468,826(P)
7.13(L)
0.91(S)
3.27(P)
01/06/2020
CS20200603E00162
JPMorgan Chase & Co.
12045
(L)
732,818(L)
HKD 270.4759
88,688,347(L)
11,227,718(S)
41,430,098(P)
6.99(L)
0.88(S)
3.26(P)
29/05/2020
CS20200528E00422
JPMorgan Chase & Co.
11035
(L)
2,980,350(L)
HKD 269.3874
89,266,204(L)
11,611,724(S)
41,393,592(P)
7.04(L)
0.91(S)
3.26(P)
25/05/2020
CS20200522E00216
JPMorgan Chase & Co.
15015
(S)
1,185,763(S)
86,752,086(L)
11,962,317(S)
40,956,941(P)
6.84(L)
0.94(S)
3.23(P)
19/05/2020
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