List of DI notices filed by substantial shareholders within a specified period - Current Securities
Stock code: 00388
Name of listed corporation: Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy): 17/03/2003 - 17/03/2022
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NumberName of substantial shareholderReason for disclosureNo. of shares bought/ sold/ involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued voting sharesDate of relevant event
CS20220322E00263JPMorgan Chase & Co.14015(S)7,679,506(S) 80,229,852(L)
15,727,604(S)
34,390,856(P)
6.32(L)
1.24(S)
2.71(P)
17/03/2022
CS20220317E00407JPMorgan Chase & Co.16021(L)
3,459,469(L)
HKD 335.147078,725,651(L)
8,816,480(S)
33,669,977(P)
6.20(L)
0.69(S)
2.65(P)
14/03/2022
CS20220316E00350JPMorgan Chase & Co.16022(L)
2,702,324(L)
HKD 343.292975,266,182(L)
12,582,379(S)
30,016,350(P)
5.93(L)
0.99(S)
2.36(P)
11/03/2022
CS20220315E00289JPMorgan Chase & Co.15015(S)1,065,615(S) 77,968,506(L)
12,066,842(S)
33,910,748(P)
6.14(L)
0.95(S)
2.67(P)
10/03/2022
CS20220314E00380JPMorgan Chase & Co.14015(S)4,271,464(S) 79,175,458(L)
13,132,457(S)
33,888,748(P)
6.24(L)
1.03(S)
2.67(P)
09/03/2022
CS20220302E00323JPMorgan Chase & Co.15015(S)16,012,298(S) 83,817,355(L)
8,859,697(S)
37,866,119(P)
6.61(L)
0.69(S)
2.98(P)
25/02/2022
CS20220225E00194JPMorgan Chase & Co.14015(S)15,862,859(S) 82,771,402(L)
24,769,013(S)
37,828,295(P)
6.52(L)
1.95(S)
2.98(P)
22/02/2022
CS20211207E00329Citigroup Inc.1213(L)
3,051,936(L)
 61,568,289(L)
7,628,004(S)
51,264,025(P)
4.85(L)
0.60(S)
4.04(P)
02/12/2021
CS20211206E00414Citigroup Inc.1316(L)
392,521(L)
 64,620,225(L)
7,599,519(S)
54,364,541(P)
5.09(L)
0.59(S)
4.28(P)
01/12/2021
CS20211118E00520Citigroup Inc.1013(L)
5,567,447(L)
 66,364,543(L)
8,352,039(S)
55,274,456(P)
5.23(L)
0.65(S)
4.35(P)
15/11/2021
CS20211117E00313Citigroup Inc.1213(L)
5,882,185(L)
 60,797,096(L)
8,496,909(S)
49,608,962(P)
4.79(L)
0.67(S)
3.91(P)
12/11/2021
CS20211117E00129JPMorgan Chase & Co.15015(S)20,149,962(S) 82,086,975(L)
7,661,923(S)
40,559,052(P)
6.47(L)
0.60(S)
3.19(P)
12/11/2021
CS20211019E00583Citigroup Inc.1013(L)
5,198,906(L)
 67,680,342(L)
9,110,791(S)
56,203,184(P)
5.33(L)
0.71(S)
4.43(P)
13/10/2021
CS20211018E00357Citigroup Inc.1213(L)
5,404,408(L)
 62,481,436(L)
9,100,584(S)
51,001,353(P)
4.92(L)
0.71(S)
4.02(P)
12/10/2021
CS20210817E00154JPMorgan Chase & Co.14015(S)16,163,930(S) 82,615,916(L)
27,774,576(S)
37,356,313(P)
6.51(L)
2.19(S)
2.94(P)
12/08/2021
CS20210803E00362Citigroup Inc.1013(L)
3,465,489(L)
 66,631,882(L)
7,571,686(S)
53,925,813(P)
5.25(L)
0.59(S)
4.25(P)
29/07/2021
CS20210730E00442Citigroup Inc.1213(L)
3,526,940(L)
 63,200,586(L)
7,427,715(S)
50,608,510(P)
4.98(L)
0.58(S)
3.99(P)
27/07/2021
CS20210722E00067JPMorgan Chase & Co.15015(S)5,866,878(S) 84,654,309(L)
7,713,480(S)
37,449,129(P)
6.67(L)
0.60(S)
2.95(P)
19/07/2021
CS20210721E00189JPMorgan Chase & Co.14015(S)5,986,282(S) 85,181,700(L)
13,580,358(S)
37,623,671(P)
6.71(L)
1.07(S)
2.96(P)
16/07/2021
CS20210719E00321Citigroup Inc.1316(L)
994,774(L)
 64,684,033(L)
8,347,735(S)
51,985,179(P)
5.10(L)
0.65(S)
4.10(P)
14/07/2021
CS20210715E00311Citigroup Inc.1013(L)
788,304(L)
 63,751,112(L)
8,470,584(S)
51,128,398(P)
5.02(L)
0.66(S)
4.03(P)
12/07/2021
CS20210624E00378JPMorgan Chase & Co.16021(L)
5,190,135(L)
HKD 459.585380,232,437(L)
8,210,454(S)
37,044,041(P)
6.32(L)
0.64(S)
2.92(P)
21/06/2021
CS20210623E00331JPMorgan Chase & Co.16022(L)
5,379,676(L)
HKD 470.246775,042,302(L)
8,352,634(S)
31,718,029(P)
5.91(L)
0.65(S)
2.50(P)
18/06/2021
CS20210415E00283JPMorgan Chase & Co.16021(L)
9,019,227(L)
HKD 456.880879,298,021(L)
10,495,787(S)
36,381,292(P)
6.25(L)
0.82(S)
2.86(P)
12/04/2021
CS20210412E00031JPMorgan Chase & Co.16022(L)
13,407,031(L)
HKD 458.918472,447,269(L)
10,505,062(S)
27,383,487(P)
5.71(L)
0.82(S)
2.15(P)
07/04/2021
CS20210126E00161JPMorgan Chase & Co.1201(L)
2,886,090(L)
HKD 516.850085,969,500(L)
3,049,753(S)
41,951,980(P)
6.78(L)
0.24(S)
3.30(P)
21/01/2021
CS20210125E00015JPMorgan Chase & Co.1303(L)
24,152(L)
 88,855,590(L)
3,158,270(S)
42,936,514(P)
7.00(L)
0.24(S)
3.38(P)
20/01/2021
CS20210122E00067JPMorgan Chase & Co.1101(L)
1,015,382(L)
HKD 508.851989,461,218(L)
3,412,098(S)
43,096,463(P)
7.05(L)
0.26(S)
3.39(P)
19/01/2021
CS20210112E00052JPMorgan Chase & Co.1201(L)
928,905(L)
HKD 447.425388,420,946(L)
4,190,853(S)
43,334,356(P)
6.97(L)
0.33(S)
3.41(P)
07/01/2021
CS20201217E00272JPMorgan Chase & Co.16021(L)
4,930,306(L)
HKD 386.971989,391,803(L)
6,125,295(S)
43,809,482(P)
7.05(L)
0.48(S)
3.45(P)
14/12/2020
CS20201209E00035JPMorgan Chase & Co.16022(L)
5,097,716(L)
HKD 388.922884,928,677(L)
5,965,123(S)
39,229,820(P)
6.69(L)
0.47(S)
3.09(P)
04/12/2020
CS20201207E00027JPMorgan Chase & Co.1101(L)
982,026(L)
HKD 380.489989,399,920(L)
5,893,140(S)
43,919,147(P)
7.05(L)
0.46(S)
3.46(P)
02/12/2020
CS20201204E00230JPMorgan Chase & Co.1201(L)
365,971(L)
HKD 386.356188,417,894(L)
5,603,136(S)
43,566,372(P)
6.97(L)
0.44(S)
3.43(P)
01/12/2020
CS20201203E00248JPMorgan Chase & Co.1303(L)
88,980(L)
 88,783,865(L)
5,559,251(S)
43,607,530(P)
7.00(L)
0.43(S)
3.43(P)
30/11/2020
CS20201127E00197JPMorgan Chase & Co.1101(L)
946,853(L)
HKD 388.879489,416,328(L)
6,786,864(S)
43,593,931(P)
7.05(L)
0.53(S)
3.43(P)
24/11/2020
CS20201124E00216JPMorgan Chase & Co.16022(L)
4,930,047(L)
HKD 370.797184,610,002(L)
7,692,591(S)
38,098,779(P)
6.67(L)
0.60(S)
3.00(P)
19/11/2020
CS20201001E00094JPMorgan Chase & Co.1502(S)953,511(S) 98,055,041(L)
12,095,322(S)
47,029,801(P)
7.73(L)
0.95(S)
3.70(P)
28/09/2020
CS20200922E00164JPMorgan Chase & Co.1402(S)5,026,553(S) 100,967,267(L)
16,797,481(S)
45,032,204(P)
7.96(L)
1.32(S)
3.55(P)
17/09/2020
CS20200824E00176JPMorgan Chase & Co.1201(L)
8,310,735(L)
HKD 374.221094,005,428(L)
11,986,581(S)
46,643,342(P)
7.41(L)
0.94(S)
3.67(P)
19/08/2020
CS20200820E00091JPMorgan Chase & Co.1101(L)
8,652,431(L)
HKD 374.7239102,489,205(L)
11,749,136(S)
46,639,466(P)
8.08(L)
0.92(S)
3.67(P)
17/08/2020
CS20200812E00329JPMorgan Chase & Co.1502(S)1,250,827(S) 95,605,286(L)
11,771,314(S)
46,818,441(P)
7.54(L)
0.92(S)
3.69(P)
07/08/2020
CS20200710E00029JPMorgan Chase & Co.14015(S)749,002(S) 95,018,767(L)
13,141,176(S)
46,610,343(P)
7.49(L)
1.03(S)
3.67(P)
07/07/2020
CS20200622E00104JPMorgan Chase & Co.16021(L)
5,311,888(L)
HKD 294.261990,096,837(L)
10,966,040(S)
45,324,839(P)
7.10(L)
0.86(S)
3.57(P)
17/06/2020
CS20200616E00285JPMorgan Chase & Co.16022(L)
9,926,318(L)
HKD 297.101979,795,737(L)
10,263,857(S)
33,487,408(P)
6.29(L)
0.80(S)
2.64(P)
11/06/2020
CS20200612E00132JPMorgan Chase & Co.1101(L)
1,150,039(L)
HKD 292.978989,355,068(L)
10,323,436(S)
42,229,016(P)
7.04(L)
0.81(S)
3.33(P)
09/06/2020
CS20200608E00091JPMorgan Chase & Co.1201(L)
886,739(L)
HKD 291.904888,357,148(L)
10,509,527(S)
42,081,363(P)
6.96(L)
0.82(S)
3.31(P)
03/06/2020
CS20200604E00172JPMorgan Chase & Co.1101(L)
1,744,235(L)
HKD 281.822090,432,582(L)
11,545,456(S)
41,468,826(P)
7.13(L)
0.91(S)
3.27(P)
01/06/2020
CS20200603E00162JPMorgan Chase & Co.12045(L)
732,818(L)
HKD 270.475988,688,347(L)
11,227,718(S)
41,430,098(P)
6.99(L)
0.88(S)
3.26(P)
29/05/2020
CS20200528E00422JPMorgan Chase & Co.11035(L)
2,980,350(L)
HKD 269.387489,266,204(L)
11,611,724(S)
41,393,592(P)
7.04(L)
0.91(S)
3.26(P)
25/05/2020
CS20200522E00216JPMorgan Chase & Co.15015(S)1,185,763(S) 86,752,086(L)
11,962,317(S)
40,956,941(P)
6.84(L)
0.94(S)
3.23(P)
19/05/2020
Page <1> 2      
Displayed: 1 - 50  Total records: 99  
TOP