List of DI notices filed by substantial shareholders within a specified period - Current Securities
Stock code: 00388
Name of listed corporation: Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy): 17/03/2003 - 17/03/2022
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NumberName of substantial shareholderReason for disclosureNo. of shares bought/ sold/ involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued voting sharesDate of relevant event
CS20200515E00204JPMorgan Chase & Co.1201(L)
626,231(L)
HKD 250.786888,535,023(L)
13,594,297(S)
40,717,032(P)
6.98(L)
1.07(S)
3.21(P)
12/05/2020
CS20200513E00289JPMorgan Chase & Co.1101(L)
1,401,536(L)
HKD 244.343289,340,788(L)
14,257,682(S)
40,453,255(P)
7.04(L)
1.12(S)
3.19(P)
08/05/2020
CS20200422E00384JPMorgan Chase & Co.16022(L)
20,335,870(L)
HKD 247.352485,617,974(L)
16,134,477(S)
38,934,552(P)
6.75(L)
1.27(S)
3.07(P)
17/04/2020
CS20200326E00280JPMorgan Chase & Co.1201(L)
4,103,510(L)
HKD 221.9254110,902,708(L)
20,332,074(S)
57,781,421(P)
8.79(L)
1.61(S)
4.58(P)
23/03/2020
CS20200325E00197JPMorgan Chase & Co.1101(L)
4,083,561(L)
HKD 219.0079115,006,218(L)
19,288,645(S)
57,640,129(P)
9.11(L)
1.52(S)
4.57(P)
20/03/2020
CS20200318E00208JPMorgan Chase & Co.1205(L)
1502(S)		13,545,615(L)
14,703,162(S)		HKD 233.5282102,618,303(L)
17,503,263(S)
57,207,135(P)
8.13(L)
1.38(S)
4.53(P)
13/03/2020
CS20200313E00228JPMorgan Chase & Co.1104(L)
1402(S)		10,891,531(L)
10,778,463(S)		HKD 249.4821117,643,665(L)
34,961,300(S)
55,811,855(P)
9.32(L)
2.77(S)
4.42(P)
10/03/2020
CS20200312E00243JPMorgan Chase & Co.1502(S)1,711,099(S) 106,752,134(L)
24,182,837(S)
56,013,755(P)
8.46(L)
1.91(S)
4.44(P)
09/03/2020
CS20200310E00294JPMorgan Chase & Co.1402(S)7,747,229(S) 111,149,229(L)
25,284,291(S)
58,218,197(P)
8.81(L)
2.00(S)
4.61(P)
05/03/2020
CS20200228E00153
(Superseded by CS20200228E00305)		Ariana Capital Investment Limited1201(L)
70,624,000(L)
 0(L)
0.00(L)
24/02/2020
CS20200213E00120JPMorgan Chase & Co.14015(S)535,498(S) 105,829,708(L)
12,686,492(S)
60,810,166(P)
8.39(L)
1.00(S)
4.82(P)
10/02/2020
CS20200210E00237JPMorgan Chase & Co.15015(S)948,311(S) 103,951,497(L)
11,984,356(S)
58,262,965(P)
8.24(L)
0.95(S)
4.61(P)
05/02/2020
CS20200207E00195JPMorgan Chase & Co.1402(S)667,008(S) 104,118,160(L)
12,932,667(S)
58,262,665(P)
8.25(L)
1.02(S)
4.61(P)
04/02/2020
CS20200204E00246JPMorgan Chase & Co.15015(S)860,846(S) 103,520,789(L)
11,907,692(S)
58,271,690(P)
8.20(L)
0.94(S)
4.62(P)
30/01/2020
CS20200203E00126JPMorgan Chase & Co.14015(S)1,070,082(S) 103,467,917(L)
12,768,538(S)
57,955,090(P)
8.20(L)
1.01(S)
4.59(P)
29/01/2020
CS20200128E00076JPMorgan Chase & Co.1502(S)1,180,937(S) 102,358,722(L)
12,486,493(S)
55,917,590(P)
8.11(L)
0.99(S)
4.43(P)
22/01/2020
CS20200121E00473JPMorgan Chase & Co.1305(L)
700,000(L)
 101,507,668(L)
13,167,950(S)
55,015,009(P)
8.04(L)
1.04(S)
4.36(P)
16/01/2020
CS20200120E00039JPMorgan Chase & Co.16021(L)
30,623,681(L)
HKD 277.8704101,132,378(L)
13,283,686(S)
54,673,909(P)
8.01(L)
1.05(S)
4.33(P)
15/01/2020
CS20200117E00107JPMorgan Chase & Co.1402(S)1,446,956(S) 70,508,697(L)
13,001,463(S)
24,178,519(P)
5.59(L)
1.03(S)
1.91(P)
14/01/2020
CS20200114E00416JPMorgan Chase & Co.1013(L)
5,163,232(L)
HKD 273.348568,133,033(L)
11,103,180(S)
24,164,719(P)
5.40(L)
0.88(S)
1.91(P)
09/01/2020
CS20190930E00323JPMorgan Chase & Co.1704(L)
2,300,433(L)
HKD 223.032061,903,453(L)
16,672,387(S)
17,842,346(P)
4.92(L)
1.32(S)
1.41(P)
25/09/2019
CS20190926E00142JPMorgan Chase & Co.1001(L)
1403(S)		1,017,925(L)
840,994(S)		HKD 225.719563,191,478(L)
15,991,117(S)
17,965,646(P)
5.02(L)
1.27(S)
1.42(P)
23/09/2019
CS20190925E00342JPMorgan Chase & Co.1704(L)
3,491,395(L)
HKD 230.741362,173,553(L)
15,150,123(S)
17,965,914(P)
4.94(L)
1.20(S)
1.42(P)
20/09/2019
CS20190916E00218JPMorgan Chase & Co.1004(L)
1402(S)		4,537,265(L)
5,055,311(S)		HKD 242.516764,927,855(L)
13,475,933(S)
18,333,706(P)
5.16(L)
1.07(S)
1.45(P)
11/09/2019
CS20190903E00266JPMorgan Chase & Co.1704(L)
1502(S)		21,344,304(L)
21,547,793(S)		HKD 241.132460,228,589(L)
8,947,318(S)
18,725,843(P)
4.78(L)
0.71(S)
1.48(P)
29/08/2019
CS20190830E00287JPMorgan Chase & Co.1205(L)
6,976,023(L)
HKD 242.321281,874,431(L)
30,312,628(S)
18,732,671(P)
6.50(L)
2.40(S)
1.48(P)
27/08/2019
CS20190829E00326JPMorgan Chase & Co.1104(L)
7,370,715(L)
HKD 244.091788,850,454(L)
37,354,357(S)
18,589,671(P)
7.06(L)
2.96(S)
1.47(P)
26/08/2019
CS20190822E00092JPMorgan Chase & Co.1104(L)
1402(S)		8,696,918(L)
6,534,636(S)		HKD 251.352979,506,675(L)
30,799,839(S)
18,380,871(P)
6.31(L)
2.44(S)
1.46(P)
19/08/2019
CS20190821E00041JPMorgan Chase & Co.1004(L)
1403(S)		11,360,841(L)
9,829,211(S)		HKD 242.008970,809,757(L)
24,265,203(S)
18,370,171(P)
5.62(L)
1.92(S)
1.46(P)
16/08/2019
CS20190508E00334JPMorgan Chase & Co.1704(L)
21,096,805(L)
HKD 277.424248,022,354(L)
9,281,473(S)
20,043,143(P)
3.81(L)
0.73(S)
1.59(P)
03/05/2019
CS20190319E00194JPMorgan Chase & Co.1205(L)
1502(S)		16,922,005(L)
18,740,868(S)		HKD 273.389365,094,946(L)
7,004,235(S)
42,260,375(P)
5.20(L)
0.56(S)
3.37(P)
14/03/2019
CS20190315E00272JPMorgan Chase & Co.1402(S)3,884,512(S) 79,311,154(L)
26,556,818(S)
37,395,737(P)
6.34(L)
2.12(S)
2.99(P)
12/03/2019
CS20190311E00248JPMorgan Chase & Co.1104(L)
3,582,786(L)
HKD 278.087677,436,771(L)
17,298,048(S)
43,479,099(P)
6.19(L)
1.38(S)
3.47(P)
06/03/2019
CS20190305E00058JPMorgan Chase & Co.1402(S)2,939,114(S) 74,813,643(L)
13,200,314(S)
43,448,640(P)
5.98(L)
1.05(S)
3.47(P)
28/02/2019
CS20181113E00243JPMorgan Chase & Co.10035(L)
406,244(L)
HKD 227.693562,800,715(L)
10,923,476(S)
41,866,871(P)
5.02(L)
0.87(S)
3.34(P)
08/11/2018
CS20181109E00353JPMorgan Chase & Co.1704(L)
1,381,616(L)
HKD 221.055861,709,722(L)
10,891,984(S)
41,693,571(P)
4.93(L)
0.87(S)
3.33(P)
06/11/2018
CS20181107E00311JPMorgan Chase & Co.10035(L)
1,830,781(L)
HKD 225.775363,377,229(L)
12,107,234(S)
41,763,480(P)
5.06(L)
0.96(S)
3.33(P)
02/11/2018
CS20180828E00213Citigroup Inc.1213(L)
1503(S)		16,263,194(L)
16,363,722(S)		 46,099,919(L)
6,850,571(S)
35,506,631(P)
3.69(L)
0.54(S)
2.84(P)
23/08/2018
CS20180828E00395UBS Group AG1704(L)
40,537,486(L)
 31,496,945(L)
34,493,664(S)
2.53(L)
2.77(S)
23/08/2018
CS20180827E00111Citigroup Inc.10031(L)
63,790(L)
 62,363,113(L)
23,214,293(S)
35,395,700(P)
5.00(L)
1.86(S)
2.83(P)
22/08/2018
CS20180824E00235Citigroup Inc.1213(L)
4,556,287(L)
 62,299,323(L)
23,361,943(S)
35,363,080(P)
4.99(L)
1.87(S)
2.83(P)
21/08/2018
CS20180828E00397
(Amendment to CS20180824E00340)		UBS Group AG1402(S)4,621,841(S) 70,707,035(L)
74,831,150(S)
5.67(L)
6.00(S)
21/08/2018
CS20180824E00340
(Superseded by CS20180828E00397)		UBS Group AG11033(L)
86,916,087(L)
 156,157,389(L)
73,365,417(S)
12.53(L)
5.88(S)
21/08/2018
CS20180823E00203Citigroup Inc.1013(L)
1403(S)		21,216,055(L)
16,422,108(S)		 66,855,610(L)
23,307,663(S)
35,298,952(P)
5.36(L)
1.86(S)
2.83(P)
20/08/2018
CS20180823E00327UBS Group AG1004(L)
8,195,000(L)
 66,120,474(L)
70,179,309(S)
5.30(L)
5.63(S)
20/08/2018
CS20180508E00030JPMorgan Chase & Co.1704(L)
15,734,948(L)
HKD 256.289051,536,003(L)
43,721,193(S)
22,574,214(P)
4.15(L)
3.52(S)
1.82(P)
03/05/2018
CS20180503E00223JPMorgan Chase & Co.1004(L)
1402(S)		16,047,839(L)
16,047,016(S)		HKD 252.102068,321,128(L)
59,813,447(S)
22,667,314(P)
5.51(L)
4.82(S)
1.82(P)
27/04/2018
CS20171129E00294JPMorgan Chase & Co.1704(L)
18,002,858(L)
HKD 247.230052,963,321(L)
23,571,088(S)
25,405,772(P)
4.27(L)
1.90(S)
2.04(P)
24/11/2017
CS20171004E00158JPMorgan Chase & Co.15015(S)4,427,660(S) 64,725,667(L)
20,924,220(S)
26,066,222(P)
5.22(L)
1.68(S)
2.10(P)
28/09/2017
Page 1 <2>      
Displayed: 51 - 99  Total records: 99  
TOP