Form 4 - Listed Corporation Notice - Findings Of Investigation Report
 
Form Serial Number: IR20260709E00576 
1. Date specified in the s.329 notice for determining interests or short position in shares to be disclosed ("Specified Date"): 10/06/2026
(dd/mm/yyyy)
2. Stock code of listed corporation: 03958
3. Name of listed corporation filing this s.330/333 notice: 东方证券股份有限公司 - H股 
4. Class of shares of listed corporation specified in the s.329 notice: H股 
5. Threshold shareholding set in the s.329 notice for disclosure obligation (if any):
 
(i) PERSONS INTERESTED IN SHARES OR HAVING SHORT POSITION IN SHARES ON THE SPECIFIED DATE (EXCLUDING DERIVATIVE INTERESTS)
11. Information provided in response to the s.329 notice concerning persons interested in shares on the Specified Date (excluding derivative interests):
NameTotal number of shares
(long position)		Name of person interested in shares
BOCI Securities Ltd3,047,200BANK OF CHINA (MACAU) LIMITED-CLIENTS AC
BOCI Securities Ltd450,000FAN ZHIBIN
BOCI Securities Ltd400,000CAI JINHAI
BOCI Securities Ltd161,600ZHANG CHUN
BOCI Securities Ltd120,000LIN XIN
BOCI Securities Ltd100,000DONG YAQIN
BOCI Securities Ltd90,000DENG HUANAN
BOCI Securities Ltd70,000ZOU RONG
BOCI Securities Ltd50,000HOO BENG LEE
BOCI Securities Ltd40,000MENG LING
BOCI Securities Ltd40,000ZHANG FENG
BOCI Securities Ltd35,200LI JIANQIANG
BOCI Securities Ltd32,000ZHANG YONGSHENG
BOCI Securities Ltd30,400WAN YINGCHUN
BOCI Securities Ltd29,200YU XIUJIAO
BOCI Securities Ltd28,000JIANG DACHAO
BOCI Securities Ltd27,600LIU CUNHU
BOCI Securities Ltd24,000JIANG ZEXIONG
BOCI Securities Ltd24,000ZHANG PING
BOCI Securities Ltd23,600TAI FUNG BANK LTD C/O BANK'S NOM
BOCI Securities Ltd20,000XIE XIAOFENG
BOCI Securities Ltd20,000ZHOU WENCUI
BOCI Securities Ltd18,000HUANG DEMING
BOCI Securities Ltd11,200CHEN LUN
BOCI Securities Ltd10,000KUANG FEIFEI
BOCI Securities Ltd10,000MU XINFU
BOCI Securities Ltd10,000ZHOU HUIJIE
BOCI Securities Ltd9,200ZHANG TIANXING
BOCI Securities Ltd8,000HE TENGFEI
BOCI Securities Ltd8,000LEE CHUNG YIU ANTHONY
BOCI Securities Ltd8,000XU JIANMIN
BOCI Securities Ltd6,800XU YANDONG
BOCI Securities Ltd6,000HONG LEI
BOCI Securities Ltd6,000WANG ENHUA
BOCI Securities Ltd5,600DING XIANGLING
BOCI Securities Ltd5,200LI DONGHAI
BOCI Securities Ltd4,000HUANG XIAOMENG
BOCI Securities Ltd4,000LI JUN
BOCI Securities Ltd3,200YANG ZHENLIN
BOCI Securities Ltd2,400MENG QINGJUAN
BOCI Securities Ltd2,000FENG LIYING
BOCI Securities Ltd1,600DENG XIAOBO
BOCI Securities Ltd1,200LIU HUI
BOCI Securities Ltd1,200YANG JIANXING
BOCI Securities Ltd800HAO YUNLONG
BOCI Securities Ltd800WANG JIANBO
BOCI Securities Ltd800WANG ZHENG
BOCI Securities Ltd400PAN XIANG
BOCI Securities Ltd400SONG XIUTING
 
12. Information provided in response to the s.329 notice concerning persons having short position in shares on the Specified Date (excluding derivative interests):
NameTotal number of shares
(short position)		Name of person having short position in shares
   
 
(ii) PERSONS INTERESTED IN SHARES ON THE SPECIFIED DATE (DERIVATIVE INTERESTS ONLY)
13. Information provided in response to the s.329 notice concerning persons interested in shares which are the underlying shares of equity derivatives on the Specified Date:
Name Total number of shares Name of person interested in shares
Long position Short position
    
 
(iii) PERSONS ACTING IN CONCERT OR SUBJECT TO AN AGREEMENT RELATING TO THE EXERCISE OF RIGHTS UNDER SHARES
14. Information of parties to an agreement to which section 317 of the SFO applies, or any agreement relating to the exercise of the rights in respect of shares, on the Specified Date:
Name of parties Total number of shares (excluding derivative interests) Total number of shares (derivative interests only) Name of person interested in shares
Long position Short position Long position Short position
      
 
15. Supplementary information:
16. Log/Serial Number of the previous form:
17. Number of investigation report(s) attached/uploaded: 1
18. Number of concert party document(s) under section 317 attached/uploaded: