Form 4 - Listed Corporation Notice - Findings Of Investigation Report
 
Form Serial Number: IR20260709E00572 
1. Date specified in the s.329 notice for determining interests or short position in shares to be disclosed ("Specified Date"): 29/06/2026
(dd/mm/yyyy)
2. Stock code of listed corporation: 03958
3. Name of listed corporation filing this s.330/333 notice: 东方证券股份有限公司 - H股 
4. Class of shares of listed corporation specified in the s.329 notice: H股 
5. Threshold shareholding set in the s.329 notice for disclosure obligation (if any):
 
(i) PERSONS INTERESTED IN SHARES OR HAVING SHORT POSITION IN SHARES ON THE SPECIFIED DATE (EXCLUDING DERIVATIVE INTERESTS)
11. Information provided in response to the s.329 notice concerning persons interested in shares on the Specified Date (excluding derivative interests):
NameTotal number of shares
(long position)		Name of person interested in shares
GF SECURITIES (HONG KONG) BROKERAGE LTD720,000GETPRETTY INVESTMENTS LIMITED 吉百利投資有限公司
GF SECURITIES (HONG KONG) BROKERAGE LTD280,800DU GUOPING 杜國平
GF SECURITIES (HONG KONG) BROKERAGE LTD180,000LONG HAO 龙浩
GF SECURITIES (HONG KONG) BROKERAGE LTD119,200JIANG BI XIN 姜必新
GF SECURITIES (HONG KONG) BROKERAGE LTD90,000CHEN KE MING/TU YAO QIN 陳克明/屠瑤琴
GF SECURITIES (HONG KONG) BROKERAGE LTD88,800TANG CAI QIN 唐彩琴
GF SECURITIES (HONG KONG) BROKERAGE LTD46,000XU QIONG NA 許瓊娜
GF SECURITIES (HONG KONG) BROKERAGE LTD40,000FU XIN 付鑫
GF SECURITIES (HONG KONG) BROKERAGE LTD28,000LIU JIAN ZHONG 劉建忠
GF SECURITIES (HONG KONG) BROKERAGE LTD14,400LI JIAN SONG 李建松
GF SECURITIES (HONG KONG) BROKERAGE LTD12,800WANG JING JUN 王晶軍
GF SECURITIES (HONG KONG) BROKERAGE LTD12,400HUANG ZHENG ZHENG 黃爭崢
GF SECURITIES (HONG KONG) BROKERAGE LTD11,600ZHOU XIAO NING 周曉寧
GF SECURITIES (HONG KONG) BROKERAGE LTD10,800LI YAN AN 李燕安
GF SECURITIES (HONG KONG) BROKERAGE LTD10,000JIANG SHEN 江深
GF SECURITIES (HONG KONG) BROKERAGE LTD10,000CHEN FUXIONG 陳福雄
GF SECURITIES (HONG KONG) BROKERAGE LTD2,000ZHENG BING KUN 鄭炳坤
GF SECURITIES (HONG KONG) BROKERAGE LTD1,600WANG LI XIAN 王力先
GF SECURITIES (HONG KONG) BROKERAGE LTD800ZHAO ZHONG HAI 趙忠海
GF SECURITIES (HONG KONG) BROKERAGE LTD400LU DAN 盧丹
GF SECURITIES (HONG KONG) BROKERAGE LTD400SUN JIA HONG 孫嘉鴻
GF SECURITIES (HONG KONG) BROKERAGE LTD400JI YU XI 紀愈惜
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED2,237,600GANG XING INTERNATIONAL TRADING CO., LIMITED
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED1,700,800YI JING INTERNATIONAL TRADING CO., LIMITED
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED400,000YEUNG HIU TUNG
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED174,800HUANG QIONG YING
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED40,000YANG HUAN
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED200CUI HAILONG
 
12. Information provided in response to the s.329 notice concerning persons having short position in shares on the Specified Date (excluding derivative interests):
NameTotal number of shares
(short position)		Name of person having short position in shares
   
 
(ii) PERSONS INTERESTED IN SHARES ON THE SPECIFIED DATE (DERIVATIVE INTERESTS ONLY)
13. Information provided in response to the s.329 notice concerning persons interested in shares which are the underlying shares of equity derivatives on the Specified Date:
Name Total number of shares Name of person interested in shares
Long position Short position
    
 
(iii) PERSONS ACTING IN CONCERT OR SUBJECT TO AN AGREEMENT RELATING TO THE EXERCISE OF RIGHTS UNDER SHARES
14. Information of parties to an agreement to which section 317 of the SFO applies, or any agreement relating to the exercise of the rights in respect of shares, on the Specified Date:
Name of parties Total number of shares (excluding derivative interests) Total number of shares (derivative interests only) Name of person interested in shares
Long position Short position Long position Short position
      
 
15. Supplementary information:
16. Log/Serial Number of the previous form:
17. Number of investigation report(s) attached/uploaded: 1
18. Number of concert party document(s) under section 317 attached/uploaded: