Hong Kong Exchanges and Clearing Limited

Form 4 - Listed Corporation Notice - Findings Of Investigation Report

Form Serial Number:

IR20260209E00173

1. Date specified in the s.329 notice for determining interests or short position in shares to be disclosed ("Specified Date"):

30/01/2026
(dd/mm/yyyy)

2. Stock code of listed corporation:

01398

3. Name of listed corporation filing this s.330/333 notice:

Industrial and Commercial Bank of China Ltd. - H Shares

4. Class of shares of listed corporation specified in the s.329 notice:

Ordinary

5. Threshold shareholding set in the s.329 notice for disclosure obligation (if any):

(i) PERSONS INTERESTED IN SHARES OR HAVING SHORT POSITION IN SHARES ON THE SPECIFIED DATE (EXCLUDING DERIVATIVE INTERESTS)

11. Information provided in response to the s.329 notice concerning persons interested in shares on the Specified Date (excluding derivative interests):

Name	Total number of shares (long position)	Name of person interested in shares
ABN AMRO Clearing Hong Kong Ltd.	87,952,619	Shares held on behalf of their clients
BOCI Securities Limited	479,324,340	Shares held on behalf of their clients
Deutsche Bank AG Hong Kong Branch	245,225,936	Shares held on behalf of their clients
Goldman Sachs Services Private Limited	778,538,681	Shares held on behalf of their clients
RSC Raiffeisen Service Center GmbH	4,152,822	Shares held on behalf of their clients
Standard Chartered Bank (Hong Kong) Limited Private Bank	73,579,796	Shares held on behalf of their clients
State Street Bank and Trust Company	4,686,203,765	Shares held on behalf of their clients
The Nomura Trust and Banking Co., Ltd.	21,736,845	Shares held on behalf of their clients
Tiger Brokers (Singapore) Pte Ltd	8,608,040	Shares held on behalf of their clients
UBS Switzerland AG	201,020,084	Shares held on behalf of their clients
US Bank National Association	16,119,548	Shares held on behalf of their clients

12. Information provided in response to the s.329 notice concerning persons having short position in shares on the Specified Date (excluding derivative interests):

Name	Total number of shares (short position)	Name of person having short position in shares

(ii) PERSONS INTERESTED IN SHARES ON THE SPECIFIED DATE (DERIVATIVE INTERESTS ONLY)

13. Information provided in response to the s.329 notice concerning persons interested in shares which are the underlying shares of equity derivatives on the Specified Date:

Name	Total number of shares		Name of person interested in shares
	Long position	Short position

(iii) PERSONS ACTING IN CONCERT OR SUBJECT TO AN AGREEMENT RELATING TO THE EXERCISE OF RIGHTS UNDER SHARES

14. Information of parties to an agreement to which section 317 of the SFO applies, or any agreement relating to the exercise of the rights in respect of shares, on the Specified Date:

Name of parties	Total number of shares (excluding derivative interests)		Total number of shares (derivative interests only)		Name of person interested in shares
	Long position	Short position	Long position	Short position

15. Supplementary information:

16. Log/Serial Number of the previous form:

17. Number of investigation report(s) attached/uploaded:

18. Number of concert party document(s) under section 317 attached/uploaded: