Form 4 - Listed Corporation Notice - Findings Of Investigation Report
Form Serial Number
:
IR20240523E00465
1.
Date specified in the s.329 notice for determining interests or short position in shares to be disclosed ("Specified Date")
:
10/05/2024
(dd/mm/yyyy)
2.
Stock code of listed corporation
:
00136
3.
Name of listed corporation filing this s.330/333 notice
:
China Ruyi Holdings Ltd.
4.
Class of shares of listed corporation specified in the s.329 notice
:
Ordinary Shares
5.
Threshold shareholding set in the s.329 notice for disclosure obligation (if any)
:
(i) PERSONS INTERESTED IN SHARES OR HAVING SHORT POSITION IN SHARES ON THE SPECIFIED DATE (EXCLUDING DERIVATIVE INTERESTS)
11.
Information provided in response to the s.329 notice concerning persons interested in shares on the Specified Date (excluding derivative interests)
:
Name
Total number of shares
(long position)
Name of person interested in shares
Bank Julius Baer & Co Ltd (Singapore)
42,822,000
Shares held on behalf of their individual investors
Bank Of New York Mellon - BNY Side
123,692,723
Shares held on behalf of their individual investors
Bank Of Singapore Ltd (Singapore Branch)
1,715,300
Shares held on behalf of their individual investors
Barclays Capital London
30,877,109
Shares held on behalf of their individual investors
BNP Paribas
20,071,210
Shares held on behalf of their individual investors
BNP Paribas Hong Kong Branch
432,000
Shares held on behalf of their individual investors
BNP Paribas London
2,682,416
Shares held on behalf of their individual investors
BNP Paribas Securite Services, Singapore
1
Shares held on behalf of their individual investors
BNP Paribas Securite Services, Sydney
3,335,600
Shares held on behalf of their individual investors
BNP Paribas Securities Services, Luxembourg
1,704,000
Shares held on behalf of their individual investors
Brown Brothers Harriman Ltd.
20,905,894
Shares held on behalf of their individual investors
CA Indosuez (Switzerland) SA, Singapore Branch
8,000
Shares held on behalf of their individual investors
Caceis Bank France
428,000
Shares held on behalf of their individual investors
Caceis Bank Lux
12,424,000
Shares held on behalf of their individual investors
Citibank N.A., Emea - UK
101,303,403
Shares held on behalf of their individual investors
Credit Suisse AG Hong Kong
150,000
Shares held on behalf of their individual investors
Credit Suisse AG Switzerland
4,228,000
Shares held on behalf of their individual investors
Danske Bank
100,000
Shares held on behalf of their individual investors
DBS Bank Ltd
22,893,750
Shares held on behalf of their individual investors
HSBC Bank PLC
22,509,755
Shares held on behalf of their individual investors
HSBC Broking Securities (Hong Kong) Ltd
12,871,668
Shares held on behalf of their individual investors
JPMorgan Chase Bank NA Singapore Branch
369,700
Shares held on behalf of their individual investors
JPMorgan Chase Bank, National
169,539,980
Shares held on behalf of their individual investors
JPMorgan Chase UK
284,417,556
Shares held on behalf of their individual investors
JPMorgan Securities PLC
74,938,504
Shares held on behalf of their individual investors
KBC Bank
1,651,635
Shares held on behalf of their individual investors
Master Trust Bank
37,016,000
Shares held on behalf of their individual investors
Nomura International PLC
1,302,000
Shares held on behalf of their individual investors
Northern Trust
68,256,526
Shares held on behalf of their individual investors
RBC Dexia London
1,214,800
Shares held on behalf of their individual investors
Saxo Bank A/S
292,400
Shares held on behalf of their individual investors
SCB Hong Kong Private Bank
31,884,000
Shares held on behalf of their individual investors
SCB Singapore Private Bank
6,909,000
Shares held on behalf of their individual investors
SEB - Sweden
32,000
Shares held on behalf of their individual investors
Shanghai Commercial Bank Ltd
108,645,626
Shares held on behalf of their individual investors
The Hongkong And Shanghai Banking Corporation Limited
2,650,583,601
Shares held on behalf of their individual investors
UBS (Luxembourg)
336,000
Shares held on behalf of their individual investors
UBS AG Zurich
9,622,537
Shares held on behalf of their individual investors
12.
Information provided in response to the s.329 notice concerning persons having short position in shares on the Specified Date (excluding derivative interests)
:
Name
Total number of shares
(short position)
Name of person having short position in shares
(ii) PERSONS INTERESTED IN SHARES ON THE SPECIFIED DATE (DERIVATIVE INTERESTS ONLY)
13.
Information provided in response to the s.329 notice concerning persons interested in shares which are the underlying shares of equity derivatives on the Specified Date
:
Name
Total number of shares
Name of person interested in shares
Long position
Short position
(iii) PERSONS ACTING IN CONCERT OR SUBJECT TO AN AGREEMENT RELATING TO THE EXERCISE OF RIGHTS UNDER SHARES
14.
Information of parties to an agreement to which section 317 of the SFO applies, or any agreement relating to the exercise of the rights in respect of shares, on the Specified Date
:
Name of parties
Total number of shares (excluding derivative interests)
Total number of shares (derivative interests only)
Name of person interested in shares
Long position
Short position
Long position
Short position
15.
Supplementary information
:
16.
Log/Serial Number of the previous form
:
17.
Number of investigation report(s) attached/uploaded
:
1
18.
Number of concert party document(s) under section 317 attached/uploaded
: