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Form Serial Number: |
IR20240416E00239 |
1.
Date specified in the s.329 notice for determining interests or short position in shares to be disclosed ("Specified Date"): |
02/04/2024 (dd/mm/yyyy) |
2.
Stock code of listed corporation: |
00874 |
3.
Name of listed corporation filing this s.330/333 notice: |
Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.- H Shs |
4.
Class of shares of listed corporation specified in the s.329 notice: |
Ordinary |
5.
Threshold shareholding set in the s.329 notice for disclosure obligation (if any): |
0 |
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(i) PERSONS INTERESTED IN SHARES OR HAVING SHORT POSITION IN SHARES ON THE SPECIFIED DATE (EXCLUDING DERIVATIVE INTERESTS) |
11.
Information provided in response to the s.329 notice concerning persons interested in shares on the Specified Date (excluding derivative interests): |
Name | Total number of shares (long position) | Name of person interested in shares |
Bank of China (Hong Kong) Ltd | 4,961,000 | Shares held on behalf of their clients |
Bank of Communications Trustee Ltd | 456,000 | Shares held on behalf of their clients |
Barclays Capital Securities Ltd | 1,690,326 | Shares held on behalf of their clients |
BNP Paribas Securities Services Frankfurt | 4,000 | Shares held on behalf of their clients |
Brown Brothers Harriman & Co. | 398,000 | Shares held on behalf of their clients |
Caceis Bank France | 55,615 | Shares held on behalf of their clients |
China Construction Bank (Asia) Corporation Ltd | 874,000 | Shares held on behalf of their clients |
Citibank (Hong Kong) Ltd | 254,000 | Shares held on behalf of their clients |
CMB International Securities Ltd | 538,000 | Shares held on behalf of their clients |
CMB Wing Lung Bank Ltd | 1,158,000 | Shares held on behalf of their clients |
Daiwa Capital Markets Hong Kong Ltd | 198,000 | Shares held on behalf of their clients |
DBS Bank (Hong Kong) Ltd | 400,000 | Shares held on behalf of their clients |
DBS Vickers (Hong Kong) Ltd | 542,000 | Shares held on behalf of their clients |
Futu Securities International | 1,135,808 | Shares held on behalf of their clients |
Guotai Junan Securities (Hong Kong) Ltd | 1,196,000 | Shares held on behalf of their clients |
HSBC Private Banking Division (Hong Kong) | 396,279 | Shares held on behalf of their clients |
HSBC Private Banking Division (Singapore) | 150,000 | Shares held on behalf of their clients |
Interactive Brokers Hong Kong Ltd | 957,000 | Shares held on behalf of their clients |
OCBC Securities Private Ltd | 144,000 | Shares held on behalf of their clients |
Phillip Securities (Hong Kong) Ltd | 454,507 | Shares held on behalf of their clients |
Standard Chartered Bank (Hong Kong) Ltd | 1,745,562 | Shares held on behalf of their clients |
Standard Chartered Bank Singapore | 2,000 | Shares held on behalf of their clients |
The Master Trust Bank of Japan | 116,000 | Shares held on behalf of their clients |
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12.
Information provided in response to the s.329 notice concerning persons having short position in shares on the Specified Date (excluding derivative interests): |
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(ii) PERSONS INTERESTED IN SHARES ON THE SPECIFIED DATE (DERIVATIVE INTERESTS ONLY) |
13.
Information provided in response to the s.329 notice concerning persons interested in shares which are the underlying shares of equity derivatives on the Specified Date: |
Name |
Total number of shares |
Name of person interested in shares |
Long position |
Short position |
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(iii) PERSONS ACTING IN CONCERT OR SUBJECT TO AN AGREEMENT RELATING TO THE EXERCISE OF RIGHTS UNDER SHARES |
14.
Information of parties to an agreement to which section 317 of the SFO applies, or any agreement relating to the exercise of the rights in respect of shares, on the Specified Date: |
Name of parties |
Total number of shares (excluding derivative interests) |
Total number of shares (derivative interests only) |
Name of person interested in shares |
Long position |
Short position |
Long position |
Short position |
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15.
Supplementary information: |
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16.
Log/Serial Number of the previous form: |
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17.
Number of investigation report(s) attached/uploaded: |
1 |
18.
Number of concert party document(s) under section 317 attached/uploaded: |
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