Form 4 - Listed Corporation Notice - Findings Of Investigation Report
 
Form Serial Number: IR20220805E00411 
1. Date specified in the s.329 notice for determining interests or short position in shares to be disclosed ("Specified Date"): 20/01/2022
(dd/mm/yyyy)
2. Stock code of listed corporation: 01060
3. Name of listed corporation filing this s.330/333 notice: Alibaba Pictures Group Ltd. 
4. Class of shares of listed corporation specified in the s.329 notice: Ordinary Shares 
5. Threshold shareholding set in the s.329 notice for disclosure obligation (if any): 0
 
(i) PERSONS INTERESTED IN SHARES OR HAVING SHORT POSITION IN SHARES ON THE SPECIFIED DATE (EXCLUDING DERIVATIVE INTERESTS)
11. Information provided in response to the s.329 notice concerning persons interested in shares on the Specified Date (excluding derivative interests):
NameTotal number of shares
(long position)
Name of person interested in shares
Bank of China (HK) Limited318,160,908Shares are held on behalf of the individual investors
Bank of New York Mellon168,409,260Shares are held on behalf of the individual investors
BNP Paribas Hong Kong Branch5,990,000Shares are held on behalf of the individual investors
CHINA CITIC BANK INTERNATIONAL LTD25,081,800Shares are held on behalf of the individual investors
Clearstream4,367,700Shares are held on behalf of the individual investors
Commerzbank636,000Shares are held on behalf of the individual investors
Credit Suisse Securities Hong Kong Ltd6,465,365Shares are held on behalf of the individual investors
Danske Bank2,540,000Shares are held on behalf of the individual investors
Deutsche Bank AG Hong Kong29,916,000Shares are held on behalf of the individual investors
Everbright Securities International89,425,770Shares are held on behalf of the individual investors
 
12. Information provided in response to the s.329 notice concerning persons having short position in shares on the Specified Date (excluding derivative interests):
NameTotal number of shares
(short position)
Name of person having short position in shares
   
 
(ii) PERSONS INTERESTED IN SHARES ON THE SPECIFIED DATE (DERIVATIVE INTERESTS ONLY)
13. Information provided in response to the s.329 notice concerning persons interested in shares which are the underlying shares of equity derivatives on the Specified Date:
Name Total number of shares Name of person interested in shares
Long position Short position
    
 
(iii) PERSONS ACTING IN CONCERT OR SUBJECT TO AN AGREEMENT RELATING TO THE EXERCISE OF RIGHTS UNDER SHARES
14. Information of parties to an agreement to which section 317 of the SFO applies, or any agreement relating to the exercise of the rights in respect of shares, on the Specified Date:
Name of parties Total number of shares (excluding derivative interests) Total number of shares (derivative interests only) Name of person interested in shares
Long position Short position Long position Short position
      
 
15. Supplementary information:
16. Log/Serial Number of the previous form:
17. Number of investigation report(s) attached/uploaded: 10
18. Number of concert party document(s) under section 317 attached/uploaded: