Hong Kong Exchanges and Clearing Limited

表格 4 - 上市法團通知 - 調查報告的結果

表格序號:

IR20220705E00211

1. 第329條通知內就決定將予披露的股份的權益或淡倉而指明的日期（“指明日期”）:

30/06/2022
(日 / 月 / 年)

2. 上巿法團的股份代號:

00939

3. 將本第330／333條通知送交存檔的上市法團的名稱:

China Construction Bank Corporation - H Shares

4. 第329條通知內指明的上市法團的類份類別:

Ordinary

5. 第329條通知內就披露責任設定的持股量界線（如有）:

(i) 在指明日期持有股份的權益或淡倉的人士（不包括衍生權益）

11. 因應第329條通知而提供、有關在指明日期持有股份權益的人士的資料（不包括衍生權益）:

姓名或名稱	股份總數 (好倉)	持有股份權益的人士的姓名或名稱
UBS Europe SE Luxembourg Branch	40,055,630	Shares held on behalf of their clients
The Nomura Trust and Banking Co., Ltd.	37,579,110	Shares held on behalf of their clients
SEB	138,094,339	Shares held on behalf of their clients
RBC Investor Services Trust	74,079,808	Shares held on behalf of their clients
RBC Investor Services Bank S.A.	25,907,251	Shares held on behalf of their clients
Northern Trust	3,509,238,062	Shares held on behalf of their clients
National Financial Services LLC	2,601,048	Shares held on behalf of their clients
Morgan Stanley & Co, LLC and Morgan Stanley & Co International plc	427,699,209	Shares held on behalf of their clients
KBC Bank NV	33,048,820	Shares held on behalf of their clients
JPMorgan Chase Bank, National Association	9,229,425,522	Shares held on behalf of their clients
JP Morgan Chase Bank London GTS Clients Account	354,111,317	Shares held on behalf of their clients
DB Nominees (Singapore) Pte Ltd	8,444,939	Shares held on behalf of their clients
Danske Bank	8,804,750	Shares held on behalf of their clients
Commerzbank AG Frankfurt	2,415,598	Shares held on behalf of their clients
Commerzbank AG BPSS	177,452	Shares held on behalf of their clients
BNP Paribas Securities Services Singapore Branch	30,212,138	Shares held on behalf of their clients

12. 因應第329條通知而提供、有關在指明日期持有股份淡倉的人士的資料（不包括衍生權益）:

姓名或名稱	股份總數 (淡倉)	持有股份淡倉的人士的姓名或名稱
Morgan Stanley & Co, LLC and Morgan Stanley & Co International plc	34,367,705	Shares held on behalf of their clients

(ii) 在指明日期持有股份權益的人士（僅包括衍生權益）

13. 因應第329條通知而提供、有關在指明日期持有屬股本衍生工具相關股份的股份的權益的人士的資料:

姓名或名稱	股份總數		持有股份權益的人士的姓名或名稱
	好倉	淡倉

Morgan Stanley & Co, LLC and Morgan Stanley & Co International plc

33,119,247

80,029,227

Shares held on behalf of their clients

(iii) 一致行動或受與行使股份權利有關的協議規限的人士

14. 有關在指明日期為該條例第317條適用的協議或任何與行使股份權利有關的協議的一方的人士的資料:

有關人士的姓名或名稱	股份總數（不包括衍生權益）		股份總數（僅包括衍生權益）		持有股份權益的人士的姓名或名稱
	好倉	淡倉	好倉	淡倉

15. 補充資料:

16. 過往的表格的編號／序號:

17. 夾附／上載調查報告數目:

18. 夾附／上載第317條所指的一致行動人士文件的數目: