Hong Kong Exchanges and Clearing Limited

Form 4 - Listed Corporation Notice - Findings Of Investigation Report

Form Serial Number:

IR20210924E00058

1. Date specified in the s.329 notice for determining interests or short position in shares to be disclosed ("Specified Date"):

17/09/2021
(dd/mm/yyyy)

2. Stock code of listed corporation:

03333

3. Name of listed corporation filing this s.330/333 notice:

China Evergrande Group

4. Class of shares of listed corporation specified in the s.329 notice:

Ordinary

5. Threshold shareholding set in the s.329 notice for disclosure obligation (if any):

(i) PERSONS INTERESTED IN SHARES OR HAVING SHORT POSITION IN SHARES ON THE SPECIFIED DATE (EXCLUDING DERIVATIVE INTERESTS)

11. Information provided in response to the s.329 notice concerning persons interested in shares on the Specified Date (excluding derivative interests):

Name	Total number of shares (long position)	Name of person interested in shares
Bank of China (Hong Kong) Limited	269,685,538	Shares held on behalf of their clients
CCB International Securities Ltd.	1,920,000	Shares held on behalf of their clients
Christfund Securities Limited	925,000	Shares held on behalf of their clients
CITIC Securities Brokerage (HK) Limited	1,985,000	Shares held on behalf of their clients
EFG Bank AG, Hong Kong Branch	150,000	Shares held on behalf of their clients
Goldman Sachs Services Private Limited	3,871,275	Shares held on behalf of their clients
HSBC Bank Plc	3,610,732	Shares held on behalf of their clients
HSBC Broking Securities (Asia) Limited	8,800,483	Shares held on behalf of their clients
JPMorgan Chase Bank, National Association	130,816,193	Shares held on behalf of their clients
Kingston Securities Limited	508,000	Shares held on behalf of their clients
SG Securities (HK) Ltd	86,081	Shares held on behalf of their clients
Taiping Securities (HK) Co. Limited	267,000	Shares held on behalf of their clients
Union Bancaire Privée, UBP SA Singapore Branch	196,768	Shares held on behalf of their clients

12. Information provided in response to the s.329 notice concerning persons having short position in shares on the Specified Date (excluding derivative interests):

Name	Total number of shares (short position)	Name of person having short position in shares

(ii) PERSONS INTERESTED IN SHARES ON THE SPECIFIED DATE (DERIVATIVE INTERESTS ONLY)

13. Information provided in response to the s.329 notice concerning persons interested in shares which are the underlying shares of equity derivatives on the Specified Date:

Name	Total number of shares		Name of person interested in shares
	Long position	Short position

(iii) PERSONS ACTING IN CONCERT OR SUBJECT TO AN AGREEMENT RELATING TO THE EXERCISE OF RIGHTS UNDER SHARES

14. Information of parties to an agreement to which section 317 of the SFO applies, or any agreement relating to the exercise of the rights in respect of shares, on the Specified Date:

Name of parties	Total number of shares (excluding derivative interests)		Total number of shares (derivative interests only)		Name of person interested in shares
	Long position	Short position	Long position	Short position

15. Supplementary information:

16. Log/Serial Number of the previous form:

17. Number of investigation report(s) attached/uploaded:

18. Number of concert party document(s) under section 317 attached/uploaded: