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Form Serial Number: |
DD20210830E00399 |
| 1.
Date of relevant event: |
16/03/2021
(dd/mm/yyyy)
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| 2.
Date when director becomes aware of the relevant event / interest in the debentures (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
01995 |
| 4.
Name of listed corporation: |
旭輝永升服務集團有限公司 |
| 5.
Name of associated corporation of listed corporation: |
CIFI Holdings (Group) Co. Ltd. |
| 6.
Registered office: |
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands |
| 7.
Principal place of business: |
People's Republic of China |
| 8.
Class of debentures in which interested: |
| 7106 | Other (you must describe the class of debentures in the Supplementary Information box) |
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|
9.
Amount of debentures in same class in issue: |
US$300,000,000 |
| 12.
Exchange on which listed: |
The Stock Exchange of Hong Kong Limited |
| 13.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Lin |
| (Other names) |
Feng |
|
|
|
| 16.
Name of director (Chinese): |
林峰 |
| 17.
Chinese Character Code as printed on HKID Card: |
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| 30.
Details of relevant event: |
|
Brief description of relevant event
|
Capacity in which debentures were/are held
|
Currency of debentures
|
Denomination or unit size of the debentures
|
Amount of debentures bought/sold or involved
|
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
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Highest price (per unit)
|
Average price (per unit)
|
Average consideration (per unit)
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Nature of consideration
|
| 1201 | The number of debentures in which you are interested has reduced because:
you completed a sale of the debentures |
|
|
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
|
USD |
200,000 |
2,000,000 |
|
|
1.0228 |
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| |
|
| 31.
Total amount of debentures of associated corporation in which director is interested : |
| |
Immediately before the relevant event |
Immediately after the relevant event |
| Amount of debentures |
21,000,000 |
19,000,000 |
|
| |
| 32.
Capacity in which interests disclosed in Box 31 are held: |
| Capacity code | Amount of debentures |
| 2201 | Interest of corporation controlled by you |
| 15,000,000 |
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| 4,000,000 |
|
| |
| 33.
Further information in respect of rights under debentures described in Box 30 granted to director by the associated corporation: |
| Exercise period (dd/mm/yyyy) |
Consideration paid or received for debentures or rights to subscribe for debentures |
Amount of debentures involved |
| Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | |
|
| |
| 34.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Amount of debentures |
| | |
|
| |
| 35.
Further information in relation to interests of corporations controlled by director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Amount of debentures |
| Towin Resources Limited | Morgan & Morgan Building, Pasea Estate, Road Town, Tortola, British Virgin Islands (BVI) | LIN Feng | 100.00 | Y | 15,000,000 |
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| 36.
Further information in relation to interests held by director jointly with another person: |
| Name of joint debenture holder | Address | Amount of debentures |
| | |
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| 37.
Further information from director who is a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
| Names of trust | Address | Status code | Amount of debentures |
| Sun-Mountain Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| 4,000,000 |
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| 38.
Supplementary information: |
The 5.375% senior perpetual capital securities issued by CIFI Holdings (Group) Co., Ltd. were freely transferable but not convertible in any shares or other securities of CIFI Holdings (Group) Co., Ltd.. For details of the senior perpetual capital securities, please refer to the announcements of CIFI Holdings (Group) Co., Ltd. dated 15 August 2017 and 16 August 2017.
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| 39.
Log/Serial Number of the previous form: |
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Date of filing this Form 3D: |
30/08/2021
(dd/mm/yyyy)
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