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Form Serial Number: |
DC20210809E00178 |
1.
Date of relevant event: |
04/08/2021 (dd/mm/yyyy) |
2.
Date when director becomes aware of the relevant event / interest in the debentures (if later): |
(dd/mm/yyyy) |
3.
Stock code: |
00884 |
4.
Name of listed corporation: |
CIFI Holdings (Group) Co. Ltd. |
5.
Class of debentures in which interested: |
7106 | Other (you must describe the class of debentures in the Supplementary Information box) |
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6.
Amount of debentures of same class in issue: |
US$300,000,000 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
LIN |
(Other names) |
Feng |
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10.
Name of director (Chinese): |
林峰 |
11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
Brief description of relevant event |
Capacity in which debentures were/are held |
Currency of debentures |
Denomination or unit size of the debentures |
Amount of debentures bought/sold or involoved |
On Exchange |
Off Exchange |
Before relevant event |
After relevant event |
Highest price (per unit) |
Average price (per unit) |
Average consideration (per unit) |
Nature of consideration |
1201 | The number of debentures in which you are interested has reduced because: you completed a sale of the debentures | |
2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion | |
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USD |
200,000 |
2,000,000 |
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|
1.0125 |
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25.
Total amount of debentures of listed corporation in which director is interested: |
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Immediately before the relevant event |
Immediately after the relevant event |
Amount of debentures |
19,000,000 |
17,000,000 |
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26.
Capacity in which interests disclosed in Box 25 are held: |
Capacity code | Amount of debentures |
2201 | Interest of corporation controlled by you |
| 15,000,000 |
2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| 2,000,000 |
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27.
Further information in respect of rights under debentures described in Box 24 granted to director by the listed corporation: |
Exercise period (dd/mm/yyyy) |
Consideration paid or received for debentures or rights to subscribe for debentures |
Amount of debentures involved |
Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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28.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Amount of debentures |
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29.
Further information in relation to interests of corporations controlled by director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Amount of debentures |
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30.
Further information in relation to interests held by director jointly with another person: |
Name of joint debenture holder | Address | Amount of debentures |
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31.
Further information from director who is a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of trust | Address | Status code | Amount of debentures |
Sun-Mountain Trust | Addresses of individuals are not displayed. | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| 2,000,000 |
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32.
Supplementary information: |
Freely transferable and not convertible into shares of the listed corporation
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33.
Log/Serial Number of the previous form: |
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Date of filing this Form 3C: |
09/08/2021 (dd/mm/yyyy) |
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