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Form Serial Number: |
DB20210810E00116 |
| 1.
Date of relevant event: |
06/08/2021
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01127 |
| 4.
Name of listed corporation: |
Lion Rock Group Ltd. |
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5.
Name of associated corporation of listed corporation: |
The Quarto Group, Inc. |
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6.
Registered office: |
The Old Brewery, 6 Blundell Street, London N7 9BH |
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7.
Principal place of business: |
The Old Brewery, 6 Blundell Street, London N7 9BH |
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8.
Class of shares in which interested: |
Ordinary |
|
9.
Number of issued shares in class: |
40,889,100 |
| 12.
Exchange on which listed: |
London Stock Exchange |
| 13.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Lau |
| (Other names) |
Chuk Kin |
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| 16.
Name of director (Chinese): |
劉竹堅 |
| 17.
Chinese Character Code as printed on HKID Card: |
049145541017 |
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| 30.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
|
Average consideration (per share)
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Nature of consideration
|
| Long position |
| 1101 | The number of shares in which you are interested has increased because:
you purchased the shares |
|
|
| 2201 | Interest of corporation controlled by you |
|
125,000 |
GBP |
0.8200 |
0.8040 |
|
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| Short position |
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| 31.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 16,674,569 | 40.78 |
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| 32.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 16,799,569 | 41.09 |
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| 33.
Capacity in which interests disclosed in Box 32 are held: |
| Capacity code | Number of shares |
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| 2201 | Interest of corporation controlled by you |
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| 34.
Further information in derivative interests in associated corporation: |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by associated corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 35.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 36.
Further information in relation to interests of corporations controlled by director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| ER2 Holdings Limited | 26th Floor, No.625, King's Road, North Point, HK (Place of Incorporation: Hong Kong) | Lau Chuk Kin | 69.76 | N | |
| City Apex Ltd. | Beaufort House, PO Box 438, Road Town, Tortola, British Virgin Islands (Place of Incorporation: BVI) | ER2 Holdings Limited | 77.00 | N | |
| Lion Rock Group Limited | Clarendon House, 2 Church Street, Hamilton, HM11, Bermuda (Place of Incorporation: Bermuda) | City Apex Ltd. | 33.52 | N | |
| Lion Rock Group Limited | Clarendon House, 2 Church Street, Hamilton, HM11, Bermuda (Place of Incorporation: Bermuda) | Lau Chuk Kin | 10.08 | N | |
| Lion Rock Group Limited | Clarendon House, 2 Church Street, Hamilton, HM11, Bermuda (Place of Incorporation: Bermuda) | ER2 Holdings Limited | 1.08 | N | |
| 1010 Group Limited | 26th Floor, No.625, King's Road, North Point, HK (Place of Incorporation: Hong Kong) | Lion Rock Group Limited | 100.00 | N | |
| 1010 Printing Limited | 26th Floor, No.625, King's Road, North Point, HK (Place of Incorporation: Hong Kong) | 1010 Group Limited | 100.00 | Y | |
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| 37.
Further information in relation to interests held by director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 38.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 39.
Supplementary information: |
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| 40.
Log/Serial Number of the previous form: |
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Date of filing this Form 3B: |
10/08/2021
(dd/mm/yyyy)
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