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Form Serial Number: |
DB20171110E00245 |
1.
Date of relevant event: |
07/11/2017 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00097 |
4.
Name of listed corporation: |
Henderson Investment Limited |
5.
Name of associated corporation of listed corporation: |
Crown Gold Development Limited |
6.
Registered office: |
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
7.
Principal place of business: |
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
8.
Class of shares in which interested: |
Ordinary |
9.
Number of issued shares in class: |
10 |
12.
Exchange on which listed: |
Nil |
13.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
LEE |
(Other names) |
Shau Kee |
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16.
Name of director (Chinese): |
李兆基 |
17.
Chinese Character Code as printed on HKID Card: |
262103401015 |
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30.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
1711 | Miscellaneous Other (you must briefly describe the relevant event in the Supplementary Information box) |
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2201 | Interest of corporation controlled by you |
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2201 | Interest of corporation controlled by you |
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8 |
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Short position |
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31.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 8 | 100.00 |
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32.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 8 | 80.00 |
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33.
Capacity in which interests disclosed in Box 32 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
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34.
Further information in derivative interests in associated corporation: |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by associated corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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35.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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36.
Further information in relation to interests of corporations controlled by director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Rimmer (Cayman) Limited ("TDT1") | P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands | LEE Shau Kee | 100.00 | N | |
Riddick (Cayman) Limited ("TDT2") | P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands | LEE Shau Kee | 100.00 | N | |
Hopkins (Cayman) Limited ("TUT1") | P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands | LEE Shau Kee | 100.00 | N | |
Henderson Development Limited ("HD") | 72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong | Hopkins (Cayman) Limited | 100.00 | N | |
Sunport Enterprises Limited | Morgan & Morgan Building, Pasea Estate, Road Town, Tortola, British Virgin Islands | Henderson Development Limited | 100.00 | N | |
Clariton Investment Limited | Morgan & Morgan Building, Pasea Estate, Road Town, Tortola, British Virgin Islands | Sunport Enterprises Limited | 100.00 | Y | |
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37.
Further information in relation to interests held by director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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38.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of Trust | Address | Status code | Number of shares |
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39.
Supplementary information: |
Crown Gold ceased wholly-owned by HD.Each of TDT1 & TDT2 as respective trustee of Henchild Trust & Henley Trust holds units in Henfull Unit Trust (UT1) but is not entitled to any interest/share in particular property comprising UT1’s trust asset.TUT1 as trustee of UT1 own all issued ordinary share of HD.I own all issued share of TUT1, TDT1 & TDT2.TUT1 in its ordinary course of business as trustee exercise power to hold shares of HD independently without any reference to me as TUT1’s shareholder.
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40.
Log/Serial Number of the previous form: |
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Date of filing this Form 3B: |
10/11/2017 (dd/mm/yyyy)
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