|
Form Serial Number: |
DB20180119E00056 |
1.
Date of relevant event: |
16/01/2018 (dd/mm/yyyy)
|
2.
Date when director became aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
3.
Stock code: |
00486 |
4.
Name of listed corporation: |
United Company RUSAL Plc |
5.
Name of associated corporation of listed corporation: |
EN+ Group Plc (formerly EN+ Group Limited) |
6.
Registered office: |
Ogier House, The Esplanade, St Helier, Jersey, JE4 9WG, Channel Islands |
7.
Principal place of business: |
N/A |
8.
Class of shares in which interested: |
Ordinary |
9.
Number of issued shares in class: |
571,428,572 |
12.
Exchange on which listed: |
London Stock Exchange |
13.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Deripaska |
(Other names) |
Oleg |
|
|
|
16.
Name of director (Chinese): |
|
17.
Chinese Character Code as printed on HKID Card: |
|
|
30.
Details of relevant event: |
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
Long position |
1316 | There has been a change in nature of your interest in the shares because: any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
|
34,500,000 |
|
|
|
|
|
Short position |
|
|
|
|
|
|
|
|
|
|
|
|
31.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 422,535,714 | 73.94 |
|
|
32.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 422,535,714 | 73.94 |
|
|
33.
Capacity in which interests disclosed in Box 32 are held: |
Capacity code | Number of shares |
| |
|
|
34.
Further information in derivative interests in associated corporation: |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by associated corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 20/10/2017 | 20/10/2026 | | | | | | | 34,500,000 |
|
|
35.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
|
36.
Further information in relation to interests of corporations controlled by director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Fidelitas International Investments Corp. (formerly Fidelitias Investments Ltd.) | East 53rd Street, Marbella, Humboldt Tower, 2nd Floor, Panama, Republic of Panama (Republic of Panama) | Oleg Deripaska | 86.33 | N | |
B-Finance Ltd. | Vanterpool Plaza, 2nd Floor, Wickhams Cay I, PO Box 873, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Fidelitas International Investments Corp. (formerly Fidelitias Investments Ltd.) | 99.90 | Y | |
Custodia International Services Corp | East 53rd Street, Marbella, Humboldt Tower, 2nd Floor, Panama, Republic of Panama (Republic of Panama) | Oleg Deripaska | 86.33 | N | |
A-Finance Ltd. | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands (British Virgin Islands) | Custodia International Services Corp | 99.96 | N | |
Basic Element Limited | 44 Esplanade, St Helier, Jersey, JE4 9WG (Jersey) | A-Finance Ltd. | 100.00 | Y | |
Eclipse Star Holdings Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands (British Virgin Islands) | Oleg Deripaska | 100.00 | Y | |
|
|
37.
Further information in relation to interests held by director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
| | |
|
|
38.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of Trust | Address | Status code | Number of shares |
(Private) | Addresses of individuals are not displayed. | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
(Private) | Addresses of individuals are not displayed. | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
|
|
39.
Supplementary information: |
Derivative interest (call option) over the relevant shares in lieu of existing direct interest in the relevant shares held by spouse
|
40.
Log/Serial Number of the previous form: |
|
Date of filing this Form 3B: |
19/01/2018 (dd/mm/yyyy)
|
|