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Form Serial Number: |
DB20171207E00001 |
1.
Date of relevant event: |
03/12/2017 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00486 |
4.
Name of listed corporation: |
United Company RUSAL Plc |
5.
Name of associated corporation of listed corporation: |
EN+ Group Plc (formerly EN+ Group Limited) |
6.
Registered office: |
Ogier House, The Esplanade, St Helier, Jersey, JE4 9WG, Channel Islands |
7.
Principal place of business: |
N/A |
8.
Class of shares in which interested: |
Ordinary |
9.
Number of issued shares in class: |
571,428,572 |
12.
Exchange on which listed: |
London Stock Exchange |
13.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Deripaska |
(Other names) |
Oleg |
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16.
Name of director (Chinese): |
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17.
Chinese Character Code as printed on HKID Card: |
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30.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
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Short position |
15012 | You ceased to have a short position in the shares or the number of shares in which you have a short position decreased because: expiry or cancellation without exercise of equity derivatives under which (choose one): you are under an obligation to deliver the underlying shares | |
2201 | Interest of corporation controlled by you | |
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5,000,000 |
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31.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 422,535,714 | 73.94 |
Short position | 5,000,000 | 0.87 |
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32.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 422,535,714 | 73.94 |
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33.
Capacity in which interests disclosed in Box 32 are held: |
Capacity code | Number of shares |
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34.
Further information in derivative interests in associated corporation: |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by associated corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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35.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
Spouse | Polina Deripaska | |
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36.
Further information in relation to interests of corporations controlled by director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Fidelitas International Investments Corp. (formerly Fidelitias Investments Ltd.) | East 53rd Street, Marbella, Humboldt Tower, 2nd Floor, Panama, Republic of Panama (Republic of Panama) | Oleg Deripaska | 86.33 | N | |
B-Finance Ltd. | Vanterpool Plaza, 2nd Floor, Wickhams Cay I, PO Box 873, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Fidelitas International Investments Corp. (formerly Fidelitias Investments Ltd.) | 99.90 | Y | |
Custodia International Services Corp | East 53rd Street, Marbella, Humboldt Tower, 2nd Floor, Panama, Republic of Panama (Republic of Panama) | Oleg Deripaska | 86.33 | N | |
A-Finance Ltd. | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands (British Virgin Islands) | Custodia International Services Corp | 99.96 | N | |
Basic Element Limited | 44 Esplanade, St Helier, Jersey, JE4 9WG (Jersey) | A-Finance Ltd. | 100.00 | Y | |
Eclipse Star Holdings Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands (British Virgin Islands) | Oleg Deripaska | 100.00 | Y | |
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37.
Further information in relation to interests held by director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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38.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of Trust | Address | Status code | Number of shares |
(Private) | Addresses of individuals are not displayed. | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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(Private) | Addresses of individuals are not displayed. | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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39.
Supplementary information: |
Under the initial public offering of EN+ Group Plc, Basic Element Limited has an obligation to deliver up to 5,000,000 ordinary shares if the over-allotment option is exercised. Such over-allotment option was not exercised and has lapsed on 3 December 2017.
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40.
Log/Serial Number of the previous form: |
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Date of filing this Form 3B: |
07/12/2017 (dd/mm/yyyy)
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