FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20260922E00355
1. Date of relevant event: 18/09/2026
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 09976
4. Name of listed corporation: 深圳市江波龍電子股份有限公司 - H股 
5. Class of shares: A Shares 
6. Number of issued shares in class: 429,668,149
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) CAI
(Other names) HUABO
10. Name of director (Chinese): 蔡华波 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1113The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
 
2201Interest of corporation controlled by you
 		 170,975  CNY  348.2000  346.1429   
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position178,891,52941.63
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position179,062,50441.67
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position162,071,900
2103Interests held jointly with another person
Long position14,700,000
2201Interest of corporation controlled by you
Long position2,290,604
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
深圳市江波龍電子股份有限公司深圳市前海深港合作区南山街道听海大道5059号鸿荣源前海金融中心二期B座2001、2201、2301蔡华波、蔡丽江38.46Y
Long position2,290,604
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
蔡丽江Addresses of individuals are not displayed.
Long position14,700,000
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: 根据日期为2021年8月9日的一致行动人协议，本人及蔡丽江女士同意在该协议有效期间就所有需在该上市法团股东会或董事会会议上批准的事项一致行动。因此，本人被视为于蔡丽江女士实益拥有的14,700,000股上市法团A股股份中拥有权益。本人实益拥有的162,071,900股A股股份中有2,600,000股被质押予第三方。上市法团于2026年9月18日，于深圳证券交易所合共购入170,975股上市法团A股并以库存方式持有。截至2026年9月18日，上市法团持有2,290,604股上市法团A股作为库存股份。由于本人与蔡丽江女士共同直接控制上市法团的成员大会三分之一或以上的投票权，本人及蔡丽江女士根据证券及期货条例第XV部被视作于上市法团持有的库存股份拥有权益。
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 22/09/2026
(dd/mm/yyyy)