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Form Serial Number: |
DA20260410E00221
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| 1.
Date of relevant event: |
08/04/2026
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
09660 |
| 4.
Name of listed corporation: |
Horizon Robotics - W |
| 5.
Class of shares: |
Others |
| 6.
Number of issued shares in class: |
12,527,495,715 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Yu |
| (Other names) |
Kai |
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|
| 10.
Name of director (Chinese): |
余凱 |
| 11.
Chinese Character Code as printed on HKID Card: |
01510418 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1311 | There has been a change in nature of your interest in the shares because:
you have delivered the shares to a person who had agreed to borrow them |
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9,853,623 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 71,993,093 | 0.57 |
| Short position | 20,000,000 | 0.16 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 71,993,093 | 0.57 |
| Short position | 20,000,000 | 0.16 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2201 | Interest of corporation controlled by you |
| | Long position | 0 | | Short position | 20,000,000 |
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| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 0 | | Short position | 20,000,000 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 26/07/2024 | 26/07/2028 | | | | | | | 53,949,820 |
| Short position | | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 17/12/2027 | 17/12/2027 | | | | | | | 20,000,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Trident Trust Company (HK) Limited | 19/F, Golden Centre, 188 Des Voeux Road Central, Hong Kong | Kai Yu | 100.00 | N | |
| Bigsur Robotics Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands | Trident Trust Company (HK) Limited | 100.00 | N | |
| Horizon Robotics, Inc. | Start Chambers, Wickham's Cay II, P.O. Box 2221, Road Town, Tortola, British Virgin Islands | Kai Yu | 100.00 | N | |
| Everest Robotics Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands | Horizon Robotics, Inc. | 1.00 | Y | |
| Everest Robotics Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands | Bigsur Robotics Limited | 99.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Rock Street Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Class of shares concerned is Class B Ordinary Shares. Under a collar transaction referencing 20,000,000 Class B Ordinary Shares between Everest Robotics Limited and a bank, Dr. Kai Yu has delivered a total of 9,853,623 Shares to the bank with a return obligation.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
10/04/2026
(dd/mm/yyyy)
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