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Form Serial Number: |
DA20260213E00026
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| 1.
Date of relevant event: |
10/02/2026 (dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01541 |
| 4.
Name of listed corporation: |
ImmuneOnco Biopharmaceuticals (Shanghai) Inc. - B - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
420,477,305 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Tian |
| (Other names) |
Wenzhi |
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| 10.
Name of director (Chinese): |
田文志 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1305 | There has been a change in nature of your interest in the shares because: you have provided an interest in the shares as security to a person other than a qualified lender | |
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4,000,000 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 116,134,090 | 26.91 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 116,134,090 | 26.91 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | Ms. Yumei Ding | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Jiaxing Hanning Enterprise Management Co., Ltd. (嘉興翰濘企業管理有限公司) | Room 170-48, Building 1, Fund Town, 1856 Nanjiang Road, Dongzha Street, Nanhu District, Jiaxing City, Zhejiang Province (PRC) | Tian Wenzhi | 99.00 | N | |
| Jiaxing Changyu Enterprise Management L.P. (Limited Partnership) (嘉興昶宇企業管理合夥企業(有限合夥)) | Room 170-8, Building 1, Fund Town, 1856 Nanjiang Road, Dongzha Street, Nanhu District, Jiaxing City, Zhejiang Province (PRC) | Jiaxing Hanning Enterprise Management Co., Ltd. (嘉興翰濘企業管理有限公司) | 100.00 | Y | |
| Jiaxing Changxian Enterprise Management L.P. (Limited Partnership) (嘉興昶咸企業管理合夥企業(有限合夥)) | Room 170-47, Building 1, Fund Town, 1856 Nanjiang Road, Dongzha Street, Nanhu District, Jiaxing City, Zhejiang Province (PRC) | Jiaxing Hanning Enterprise Management Co., Ltd. (嘉興翰濘企業管理有限公司) | 100.00 | Y | |
| Halo Biomedical Investment I Limited | Commerce House, Wickhams Cay 1, P.O. Box 3140, Road Town, Tortola, British Virgin Islands VG1110 (British Virgin Islands) | Tian Wenzhi | 100.00 | N | |
| Halo Biomedical LP | Commerce House, Wickhams Cay 1, P.O. Box 3140, Road Town, Tortola, British Virgin Islands VG1110 (British Virgin Islands) | Halo Biomedical Investment I Limited | 100.00 | N | |
| Halo Biomedical Investment II Limited | Commerce House, Wickhams Cay 1, P.O. Box 3140, Road Town, Tortola, British Virgin Islands VG1110 (British Virgin Islands) | Halo Biomedical LP | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
On February 10, 2026, 4,000, 000 H Shares owned by Dr. Tian Wenzhi is held in escrow by ImmuneOnco Biopharmaceuticals (Shanghai) Inc. for the benefit of Dr. Tian to ensure repayment of loan provided to Dr. Tian. See Company's announcement dated February 10, 2026 for more details.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
13/02/2026 (dd/mm/yyyy)
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