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Form Serial Number: |
DA20251010E00068
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| 1.
Date of relevant event: |
09/10/2025
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01328 |
| 4.
Name of listed corporation: |
Goldstream Investment Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
256,635,944 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Zhao |
| (Other names) |
John Huan |
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| 10.
Name of director (Chinese): |
趙令歡 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1113 | The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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71,000 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 162,357,786 | 63.26 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 162,428,786 | 63.29 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/08/2025 | 12/06/2035 | HKD | 0 | HKD | 1.510 | | | 5,673,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Hony Gold Holdings, L.P. | Maples Corporate Services Limited, PO Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman Island | Hony Gold GP Limited | 100.00 | Y | |
| Hony Gold GP Limited | Maples Corporate Services Limited, PO Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman Island | Hony Group Management Limited | 100.00 | N | |
| Hony Group Management Limited | Maples Corporate Services Limited, PO Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman Island | Hony Managing Partners Limited | 80.00 | N | |
| Hony Managing Partners Limited | Maples Corporate Services Limited, PO Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman Island | Exponential Fortune Group Limited | 100.00 | N | |
| Exponential Fortune Group Limited | Maples Corporate Services Limited, PO Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman Island | John Huan Zhao | 49.00 | N | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
(Box 24 & 27) On 9 October 2025, Goldstream Investment Limited repurchased 71,000 shares for holding as treasury shares. As of 9 October 2025, the Company had interest in 705,000 treasury shares in aggregate, and as Mr. Zhao John Huan controls one-third or more of the voting power at general meetings of the Company, he is taken to have an interest in such 705,000 treasury shares under Part XV of the SFO. The next day disclosure return dated 9 October 2025 contains further details.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
10/10/2025
(dd/mm/yyyy)
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