FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20251006E00337
1.
Date of relevant event
:
30/09/2025
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
09660
4.
Name of listed corporation
:
Horizon Robotics - W
5.
Class of shares
:
Others
6.
Number of issued shares in class
:
11,756,904,412
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Liu
(
Other names
)
Qin
10.
Name of director (Chinese)
:
劉芹
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1209
The number of shares in which you are interested has reduced because:
you placed the shares to placee(s) under a top-up placing
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
413,011,200
HKD
9.9900
3101
Cash
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,060,548,321
9.02
Short position
128,900,000
1.10
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
647,537,121
5.51
Short position
128,900,000
1.10
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
647,537,121
Short position
128,900,000
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
TMT General Partner Ltd
P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)
Liu Qin
33.33
N
Long position
453,046,140
Short position
90,000,000
Morningside China TMT GP IV, L.P.
P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)
TMT General Partner Ltd
0.00
N
Long position
453,046,140
Short position
90,000,000
Morningside China TMT Fund IV Co-Investment, L.P.
PO Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)
Morningside China TMT GP IV, L.P.
45.00
Y
Long position
41,186,040
Short position
8,200,000
Morningside China TMT Fund IV, L.P.
PO Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)
Morningside China TMT GP IV, L.P.
1.00
Y
Long position
411,860,100
Short position
81,800,000
5Y Capital GP Limited
P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)
Liu Qin
100.00
N
Long position
194,490,981
Short position
38,900,000
Evolution Special Opportunity Fund I, L.P.
P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)
5Y Capital GP Limited
0.00
Y
Long position
131,937,848
Short position
26,390,000
Evolution Fund I Co-investment, L.P.
P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)
5Y Capital GP Limited
0.00
Y
Long position
19,790,678
Short position
3,960,000
5Y Capital Growth Fund I, L.P.
P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)
5Y Capital GP Limited
0.00
Y
Long position
38,891,420
Short position
7,780,000
5Y Capital Growth Fund I Co-Investment, L.P.
P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)
5Y Capital GP Limited
0.00
Y
Long position
3,871,035
Short position
770,000
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
Shares held being Class B ordinary shares in Horizon Robotics.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
0
Date of filing this Form 3A
:
06/10/2025
(dd/mm/yyyy)