FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20250911E00430
1. Date of relevant event: 09/09/2025
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 09660
4. Name of listed corporation: Horizon Robotics - W 
5. Class of shares: Others 
6. Number of issued shares in class: 11,756,904,412
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) LIU
(Other names) QIN
10. Name of director (Chinese): 劉芹 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1313There has been a change in nature of your interest in the shares because:
you have lent the shares under a securities borrowing and lending agreement
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 		 38,900,000         
 
Short position 
14012You came to have a short position in the shares or the number of shares in which you have a short position increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you are under an obligation to deliver the underlying shares
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 		 38,900,000           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position647,537,1215.51
Short position90,000,0000.77
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position647,537,1215.51
Short position128,900,0001.10
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position647,537,121
Short position128,900,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Short position
4105Unlisted derivatives - Physically settled
        128,900,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
TMT General Partner LtdP. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)Liu Qin33.33N
Long position453,046,140
Short position90,000,000
Morningside China TMT GP IV, L.P.P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)TMT General Partner Ltd0.00N
Long position453,046,140
Short position90,000,000
Morningside China TMT Fund IV Co-Investment, L.P.P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)Morningside China TMT GP IV, L.P.45.00Y
Long position41,186,040
Short position8,200,000
Morningside China TMT Fund IV, L.P.P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)Morningside China TMT GP IV, L.P.1.00Y
Long position411,860,100
Short position81,800,000
5Y Capital GP LimitedP. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)Liu Qin100.00N
Long position194,490,981
Short position38,900,000
Evolution Special Opportunity Fund I, L.P.P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)5Y Capital GP Limited0.00Y
Long position131,937,848
Short position26,390,000
Evolution Fund I Co-investment, L.P.P. O. Box 1350, Windward 3, Regatta Office Park, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)5Y Capital GP Limited0.00Y
Long position19,790,678
Short position3,960,000
5Y Capital Growth Fund I, L.P.Maples Corporate Services Limited, PO BOX 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)5Y Capital GP Limited0.00Y
Long position38,891,420
Short position7,780,000
5Y Capital Growth Fund I Co-Investment, L.P.Maples Corporate Services Limited, PO BOX 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)5Y Capital GP Limited0.00Y
Long position3,871,035
Short position770,000
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Shares held being Class B ordinary shares in Horizon Robotics.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 11/09/2025
(dd/mm/yyyy)