FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20250808E00022
1. Date of relevant event: 05/08/2025
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 06885
4. Name of listed corporation: 河南金马能源股份有限公司 - H股 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 535,421,000
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Yiu
(Other names) Chiu Fai
10. Name of director (Chinese): 饶朝晖 
11. Chinese Character Code as printed on HKID Card: 743726002547
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1316There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 		 156,665,000         
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position164,681,00030.76
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position164,681,00030.76
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position162,000,000
2101Beneficial owner
Long position2,681,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
金星化工（控股）有限公司Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, VG110, British Virgin Islands (英属维尔京群岛)饶朝晖100.00N
Long position162,000,000
金马焦化（英属维尔京群岛）有限公司Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG110, British Virgin Islands (英属维尔京群岛)金星化工（控股）有限公司100.00N
Long position162,000,000
金马能源（香港）有限公司香港铜锣湾兴发街88号28楼2801室（香港）金马焦化（英属维尔京群岛）有限公司100.00Y
Long position162,000,000
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: 金马焦化（英属维尔京群岛）有限公司（“金马焦化”）于2025年8月5日向北京潍港新能源有限公司（“北京潍港”）发出有关买卖金马能源（香港）有限公司（“金马香港”）之全部已发行股份（“目标股份”）的终止通知书，金马焦化向北京潍港出售目标股份将不会继续进行。因此，金马香港将继续持有河南金马能源股份有限公司162,000,000股股份（占河南金马能源股份有限公司已发行股份的约30.26%）。
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 08/08/2025
(dd/mm/yyyy)