FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20250403E00053
1. Date of relevant event: 01/04/2025
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 09988
4. Name of listed corporation: Alibaba Group Holding Ltd. - W 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 19,117,861,596
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Tsai
(Other names) Joseph Chung
10. Name of director (Chinese): 蔡崇信 
11. Chinese Character Code as printed on HKID Card: 559115040207
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1304There has been a change in nature of your interest in the shares because:
rights to the shares under equity derivatives have been exercised against you
 
2101Beneficial owner
 
2101Beneficial owner
 		 10,672         
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position275,833,3441.44
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position275,833,3441.44
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position641,072
2307Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position12,987,432
2202Interest of your spouse
Long position1,280,000
2201Interest of corporation controlled by you
Long position260,924,840
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
SpouseClara Wu Ming Hua
Long position1,280,000
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Parufam Limited303 Shirley Street, P.O. Box N-492, Nassau, The BahamasTsai, Joseph Chung0.00Y
Long position147,385,672
PMH Holding LimitedKingston Chambers, PO Box 173, Road Town, Tortola, British Virgin IslandsTsai, Joseph Chung100.00Y
Long position113,539,168
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Joe and Clara Tsai FoundationAddresses of individuals are not displayed.
5103Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position12,987,432
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Box 24: On April 1, 2025, 1,334 Restricted Share Units (representing 10,672 ordinary shares) were vested.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 03/04/2025
(dd/mm/yyyy)