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Form Serial Number: |
DA20250122E00273
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| 1.
Date of relevant event: |
08/01/2025
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
06681 |
| 4.
Name of listed corporation: |
BrainAurora Medical Technology Ltd. - B |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,266,278,000 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Deng |
| (Other names) |
Feng |
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| 10.
Name of director (Chinese): |
鄧鋒 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 126,854,000 | 10.02 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Northern Light Venture Capital IV, Ltd. | Floor 4, Willow House, Cricket Square, Grand Cayman KY1-9010, Cayman Islands | Feng Deng | 90.00 | N | |
| The D&H Family Trust dated December 7, 2001 | 51 Laburnum Rd, Atherton CA 94027 | Feng Deng | 0.00 | N | |
| Northern Light Partners IV L.P. | Floor 4, Willow House, Cricket Square, Grand Cayman KY1-9010, Cayman Islands | Northern Light Venture Capital IV, Ltd. | 0.00 | N | |
| Northern Light Partners IV L.P. | Floor 4, Willow House, Cricket Square, Grand Cayman KY1-9010, Cayman Islands | The D&H Family Trust dated December 7, 2001 | 39.03 | N | |
| Northern Light Venture Fund IV, L.P. | Floor 4, Willow House, Cricket Square, Grand Cayman KY1-9010, Cayman Islands | Northern Light Partners IV L.P. | 1.00 | Y | |
| Nortern Light Strategic Fund IV, L.P. | Floor 4, Willow House, Cricket Square, Grand Cayman KY1-9010, Cayman Islands | Northern Light Partners IV L.P. | 1.00 | Y | |
| Nortern Light Partners Fund IV, L.P. | Floor 4, Willow House, Cricket Square, Grand Cayman KY1-9010, Cayman Islands | Northern Light Partners IV L.P. | 1.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| The D&H Family Trust dated December 7, 2001 | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Box 30: Feng Deng is a settlor of The D&H Family Trust dated December 7, 2001. Northern Light Venture Capital IV, Ltd. is the general partner of Northern Light Partners IV, L.P.. Northern Light Partners IV L.P. is the general partner of Northern Light Venture Fund IV, L.P., Northern Light Strategic Fund IV, L.P. and Northern Light Partners Fund IV, L.P..
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
22/01/2025
(dd/mm/yyyy)
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