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Form Serial Number: |
DA20241107E00322
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| 1.
Date of relevant event: |
24/10/2024
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
09660 |
| 4.
Name of listed corporation: |
Horizon Robotics - W |
| 5.
Class of shares: |
Others |
| 6.
Number of issued shares in class: |
2,124,389,270 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Huang |
| (Other names) |
Chang |
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| 10.
Name of director (Chinese): |
黃暢 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 390,777,143 | 18.39 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Trident Trust Company (HK) Limited | 19/F, Golden Centre, 188 Des Voeux Road Central, Hong Kong | Chang Huang | 100.00 | N | |
| Gravitational Wave Technology Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands | Trident Trust Company (HK) Limited | 100.00 | N | |
| Grace Robotics, Inc. | Start Chambers, Wickham's Cay II, P.O. Box 2221, Road Town, Tortola, British Virgin Islands | Chang Huang | 100.00 | N | |
| String Theory Robotics Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands | Grace Robotics, Inc. | 1.00 | Y | |
| String Theory Robotics Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands | Gravitational Wave Technology Limited | 99.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Gravitational Wave Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Class of shares concerned is Class A Ordinary Shares. These Class A Shares are held by String Theory Robotics Limited, which is held by Gravitational Wave Technology Limited as to 99% and Grace Robotics, Inc. as to 1%. Grace Robotics, Inc. is wholly-owned by Dr. Huang. Gravitational Wave Technology Limited is wholly-owned by Trident Trust Company (HK) Limited as trustee of Gravitational Wave Trust, the family trust established by Dr. Huang as settlor for the benefit of Dr. Huang and his family.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
07/11/2024
(dd/mm/yyyy)
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