FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20240524E00292
1.
Date of relevant event
:
21/05/2024
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
09686
4.
Name of listed corporation
:
Neusoft Xikang Holdings Inc.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
841,876,805
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
LIU
(
Other names
)
JIREN
10.
Name of director (Chinese)
:
劉積仁
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1101
The number of shares in which you are interested has increased because:
you purchased the shares
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
75,000
HKD
0.9400
0.9099
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
167,400,805
19.88
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
167,475,805
19.89
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
167,475,805
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Tianjin Zengdao Management Consultancy Center (Limited Partnership)
Building1-2、7-610 Minghai Center,south of Chongqing Road,west of Hulunbuir Road,(Dongjiang Free Trade Port Zone)Tianjin Pilot Free Trade Zone
LIU Jiren
64.23
N
Long position
167,475,805
Shenyang Kang Ruidao Consulting Co., Ltd.
Room 329, No.2-A2 Xinxiu Street, Hunnan New District,Shenyang, PRC
LIU Jiren
51.00
N
Long position
167,475,805
Dalian Kang Ruidao Management Consulting Centre (Limited Partnership)
No.203, Floor 2 No.901-8,Huangpu Road, Ganjingzi District, Dalian, Liaoning Province, PRC
Tianjin Zengdao Management Consultancy Center (Limited Partnership)
38.62
N
Long position
167,475,805
Dalian Neusoft Thinking Technology Development Co., Ltd.
Room 102, Building B3, No. 8-4 Software Park Road, Dalian High tech Industrial Park, Liaoning Province , PRC
Dalian Kang Ruidao Management Consulting Centre (Limited Partnership)
99.00
N
Long position
167,475,805
Dalian Neusoft Holdings Co., Ltd.
No.901-11, Huangpu Road, Ganjingzi District, Dalian, Liaoning Province, PRC
Dalian Neusoft Thinking Technology Development Co., Ltd.
10.82
N
Long position
167,475,805
Dalian Neusoft Holdings Co., Ltd.
No.901-11, Huangpu Road, Ganjingzi District, Dalian, Liaoning Province, PRC
Dalian Kang Ruidao Management Consulting Centre (Limited Partnership)
29.65
N
Long position
167,475,805
Neusoft Holdings International Inc.
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Dalian Neusoft Holdings Co., Ltd.
100.00
N
Long position
76,991,500
Smartwave Holdings Inc.
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Neusoft Holdings International Inc.
100.00
Y
Long position
76,991,500
Dalian Dongkong Innovation Planning Co., Ltd.
Room301,No.901-11,Huangpu Road, Ganjingzi District, Dalian, Liaoning Province,PRC
Dalian Neusoft Holdings Co., Ltd.
100.00
N
Long position
22,100,000
Shanghai Jiben Investment and Consultancy Centre LLP
Room 368, Part 302, No. 211 Fute North Road, China (Shanghai) Pilot Free Trade Zone, PRC
Dalian Dongkong Innovation Planning Co., Ltd.
100.00
N
Long position
22,100,000
Dongkong International Third Investment Inc.
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Shanghai Jiben Investment and Consultancy Centre LLP
100.00
N
Long position
22,100,000
Dongkong International Seventh Investment Inc.
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Dongkong International Third Investment Inc.
100.00
Y
Long position
22,100,000
Dalian Dongkong Engineering Technology Co., Ltd.
Room305,No.901-11,Huangpu Road, Ganjingzi District, Dalian, Liaoning Province,PRC
Dalian Neusoft Holdings Co., Ltd.
100.00
N
Long position
68,384,305
Shanghai Jisu Investment and Consultancy Centre LLP
Room 368, Part 302, No. 211 Fute North Road, China (Shanghai) Pilot Free Trade Zone, PRC
Dalian Dongkong Engineering Technology Co., Ltd.
100.00
N
Long position
68,384,305
Dongkong International First Investment Inc.
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Shanghai Jisu Investment and Consultancy Centre LLP
100.00
N
Long position
68,384,305
Dongkong International Fifth Investment Inc.
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Dongkong International First Investment Inc.
100.00
Y
Long position
68,384,305
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
24/05/2024
(dd/mm/yyyy)