FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20240426E00295
1. Date of relevant event: 25/04/2024
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later): 25/04/2024
(dd/mm/yyyy)
3. Stock code: 00975
4. Name of listed corporation: Mongolian Mining Corporation 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 1,044,961,786
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Gotov
(Other names) Battsengel
10. Name of director (Chinese):  
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1201The number of shares in which you are interested has reduced because:
you completed a sale of the shares
 
2101Beneficial owner
 
 		 500,000  HKD  9.9996  9.9996   
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position10,000,0000.96
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position9,500,0000.91
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position9,500,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4106Unlisted derivatives - Cash settled
03/04/202403/04/2028HKD0HKD3.260  2,000,000
Long position
4106Unlisted derivatives - Cash settled
03/04/202503/04/2028HKD0HKD3.260  2,500,000
Long position
4106Unlisted derivatives - Cash settled
03/04/202603/04/2028HKD0HKD3.260  2,500,000
Long position
4106Unlisted derivatives - Cash settled
03/04/202703/04/2028HKD0HKD3.260  2,500,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
   
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: The Company granted share options to the Director and employees on 3 April 2023. These share options will lapse on 3 April 2028, upon the expiration of the exercise period. On 25 April 2024, Dr. Gotov exercised a total of 500,000 share options for 500,000 shares of the Company, which were disposed of on the same day via a cashless sell order through the Company's Hong Kong branch share registrar for and on behalf of Dr. Gotov.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 26/04/2024
(dd/mm/yyyy)