FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20240422E00305
1. Date of relevant event: 22/04/2024
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02382
4. Name of listed corporation: Sunny Optical Technology (Group) Co. Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 1,096,774,800
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) SUN
(Other names) Yang
10. Name of director (Chinese): 孫泱 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1311There has been a change in nature of your interest in the shares because:
you have delivered the shares to a person who had agreed to borrow them
 
2305Beneficiary of a trust (other than a discretionary interest)
 
2305Beneficiary of a trust (other than a discretionary interest)
 
44,568,861         
 
Short position 
1403You came to have a short position in the shares or the number of shares in which you have a short position increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2305Beneficiary of a trust (other than a discretionary interest)
 
2305Beneficiary of a trust (other than a discretionary interest)
 
44,568,861           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position389,291,99735.49
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position389,291,99735.49
Short position44,568,8614.06
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position200,070
2305Beneficiary of a trust (other than a discretionary interest)
Long position389,091,927
Short position44,568,861
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4108Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
        44,568,861
Short position
4105Unlisted derivatives - Physically settled
        44,568,861
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
   
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
The Sunny Group Employee Offshore TrustAddresses of individuals are not displayed.
5102Beneficiary of a trust (other than a discretionary interest)
Long position389,091,927
Short position44,568,861
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Sun Xu Limited ("Sun Xu") indirectly wholly owned by The Sunny Group Employee Offshore Trust, entered into an equity collar option transaction with UBS in respect of which Sun Xu (i) entered into certain call and put options referencing 44,568,861 shares of Sunny Optical Technology (Group) Co. Ltd. ("Shares") (see Box 28 - 4105) and (ii) has delivered 44,568,861 Shares to UBS under a Credit Support Annex with a return obligation to Sun Xu (see Box 28- 4108; Box 24 - 1311; Box 24 - 1403).
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 22/04/2024
(dd/mm/yyyy)