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Form Serial Number: |
DA20240112E00347
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| 1.
Date of relevant event: |
29/12/2023
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
09880 |
| 4.
Name of listed corporation: |
深圳市優必選科技股份有限公司 - H股 |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
117,883,349 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Zhou |
| (Other names) |
Jian |
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| 10.
Name of director (Chinese): |
周剑 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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5,689,857 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 5,689,857 | 4.83 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
赵国群先生、夏拥军先生、王琳女士、熊友军先生、夏佐全先生及深圳智能优选各自已与周剑先生订立一致行动方协议。周剑先生，通过其作为深圳三次元企业管理咨询合伙企业（有限合伙）（“深圳三次元”）的普通合伙人，间接控制深圳三次元持有的内资股，而王琳女士通过其作为深圳市进化论投资合伙企业（有限合伙）（“深圳进化论”）的普通合伙人，间接控制深圳进化论持有的内资股。周剑先生、深圳三次元、夏佐全先生、夏拥军先生、王琳女士、深圳进化论、熊友军先生、深圳智能优选及赵国群先生分别持有 (i) 103,586,040股内资股、(ii) 14,538,600股内资股、(iii) 22,888,800股内资股、(iv) 11,039,400股内资股、(v) 8,201,880股内资股、(vi) 39,599,280股内资股、(vii) 8,290,743股内资股、(viii) 3,220,200股H股以及 (ix) 2,469,657股H股。根据证券及期货条例，周剑先生、赵国群先生、夏拥军先生、王琳女士、熊友军先生、夏佐全先生及深圳智能优选各自被视为于彼此拥有权益的所有股份中拥有权益。
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
12/01/2024
(dd/mm/yyyy)
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