FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20240112E00016
1. Date of relevant event: 28/12/2023
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02149
4. Name of listed corporation: 蘇州貝克微電子股份有限公司 - H股 
5. Class of shares: Domestic Shares 
6. Number of issued shares in class: 45,000,000
7. Name of director (English) as printed on HKID Card/Passport:
(Surname)
(Other names)
10. Name of director (Chinese): 李一 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1701Miscellaneous
On listing of the corporation or a class of shares of the listed corporation
 
 
 
         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
   
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position15,436,64534.30
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position252,800
2103Interests held jointly with another person
Long position15,183,845
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Suzhou Backward Electronic Co., Ltd.Building 11, Financial Valley Business Center, No. 99 Huatuo Road, Gaoxin District, Suzhou, Jiangsu Province, the PRCLi Yi7.00N
Long position15,436,645
Suzhou Backward Investment Partnership (Limited Partnership)Building 11, Financial Valley Business Center, No. 99 Huatuo Road, Gaoxin District, Suzhou, Jiangsu Province, the PRCSuzhou Backward Electronic Co., Ltd.83.26Y
Long position15,436,645
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
Li ZhenAddresses of individuals are not displayed.
Long position15,183,845
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Pursuant to the concert party agreement dated March 31, 2022, each of Li Zhen, Zhang Guangping and Li Yi are concert parties.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 1
A0000000000001500400.pdf
Date of filing this Form 3A: 12/01/2024
(dd/mm/yyyy)