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Form Serial Number: |
DA20240105E00051
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| 1.
Date of relevant event: |
22/12/2023
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02511 |
| 4.
Name of listed corporation: |
HighTide Therapeutics, Inc. - B |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
514,770,668 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
MA |
| (Other names) |
Lixiong |
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| 10.
Name of director (Chinese): |
馬立雄 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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30,302,052 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 30,302,052 | 6.55 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| AIH Capital L.P. | 3-212 Governors Square, 23 Lime Tree Bay Avenue, P.O.Box 30746, Seven Mile Beach,Grand Cayman KY1-1203, Cayman Islands | Ma Lixiong | 100.00 | N | |
| BAIYI Capital Limited | Sea Meadow House, P.O. Box 116, Road Town, Tortola, British Virgin Islands | AIH Capital L.P. | 100.00 | Y | |
| Yuthai Investment Management Co., Ltd. | Room 201, Building A, No.1, Qianwan 1st Road, Qianhai Shenzhen-Hong Kong Cooperation Zone, Shenzhen, Guangdong Province, People's Republic of China | Ma Lixiong | 80.00 | N | |
| Pingtan Rongjing Investment Partnership (Limited Partnership) | Room 511, Floor 5, Building 6, Jinjingwan Business Operation Center, Pingtan Comprehensive Experimental Zone, Fuzhou City, Fujian Province, People's Republic of China | Yuthai Investment Management Co., Ltd. | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
(1) For boxes 24, 26 and 27, the 30,302,052 shares refer to (a) 30,194,154 shares that are held by an entity controlled by Mr. Ma and (b) 107,898 shares that were granted to Mr. Ma under the 2020 Share Incentive Plan. (2) For box 26, please note the 52,199,538 unvested shares on the date of listing (22/12/2023) have been excluded from the denominator when calculating the percentage of exercisable voting rights. Please refer to the prospectus dated 14/12/2023 for details.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
05/01/2024
(dd/mm/yyyy)
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