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Form Serial Number: |
DA20240103E00334
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| 1.
Date of relevant event: |
01/01/2024
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00440 |
| 4.
Name of listed corporation: |
Dah Sing Financial Holdings Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
319,575,100 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Wong |
| (Other names) |
Tsu Hing Harold |
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| 10.
Name of director (Chinese): |
王祖興 |
| 11.
Chinese Character Code as printed on HKID Card: |
376943715281 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1705 | Miscellaneous
Notice filed because you became a director or chief executive of the listed corporation |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 130,387,107 | 40.80 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 130,387,107 | 40.80 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4106 | Unlisted derivatives - Cash settled |
| 28/09/2021 | 28/09/2026 | HKD | 1.00 | HKD | 19.890 | | | 80,000 |
| Long position | | 4106 | Unlisted derivatives - Cash settled |
| 28/09/2022 | 28/09/2026 | HKD | 1.00 | HKD | 19.890 | | | 80,000 |
| Long position | | 4106 | Unlisted derivatives - Cash settled |
| 28/09/2023 | 28/09/2026 | HKD | 1.00 | HKD | 19.890 | | | 80,000 |
| Long position | | 4106 | Unlisted derivatives - Cash settled |
| 28/09/2024 | 28/09/2026 | HKD | 1.00 | HKD | 19.890 | | | 80,000 |
| Long position | | 4106 | Unlisted derivatives - Cash settled |
| 28/09/2025 | 28/09/2026 | HKD | 1.00 | HKD | 19.890 | | | 80,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| DSI Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David / HSBC International Trustee Limited | 100.00 | Y | |
| DSI Group Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David / HSBC International Trustee Limited | 100.00 | Y | |
| DSI Holding Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David / HSBC International Trustee Limited | 100.00 | Y | |
| DSI Holding Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David / HSBC International Trustee Limited | 100.00 | N | |
| M.O.L. Finance (Asia) Limited | 26th Floor, Dah Sing Financial Centre, 248 Queen's Road East, Wan Chai, Hong Kong (Incorporated in Hong Kong) | DSI Holding Limited | 50.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
I have (1) a deemed interest in the 126,189,187 shares held by HSBC International Trustee Limited in trust for a family discretionary trust pursuant to section 322 of the Securities and Futures Ordinance; (2) been granted by the Company an award which will be vested in the form of 247,453 awarded shares; and (3) a deemed interest in 400,000 notional underlying shares relating to the cash-settled share-based incentive options granted by the Company (see further details in Box 28).
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
03/01/2024
(dd/mm/yyyy)
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