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Form Serial Number: |
DA20231214E00389
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| 1.
Date of relevant event: |
12/12/2023
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
03931 |
| 4.
Name of listed corporation: |
中創新航科技集團股份有限公司 - H股 |
| 5.
Class of shares: |
Domestic Shares |
| 6.
Number of issued shares in class: |
1,506,456,558 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Dai |
| (Other names) |
Ying |
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| 10.
Name of director (Chinese): |
戴颖 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1316 | There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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97,200 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,151,168 | 0.08 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,151,168 | 0.08 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4102 | Listed derivatives - Cash settled |
| | | | | | | | | 64,800 |
| Long position | | 4102 | Listed derivatives - Cash settled |
| | | | | | | | | 32,400 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
公司根据2021年股权激励计划授出的股份，原以常州锂航凯博拾壹号实业投资合伙企业（有限合伙）为持股平台直接持有，自2023年12月1日起受让予由公司高级管理人员及公司股东江苏金坛投资控股有限公司共同出资设立的持股平台常州常金新能源合伙企业（有限合伙）直接持有，故97,200股按2021年股权激励计划授出的内资股权益性质改变。
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
14/12/2023
(dd/mm/yyyy)
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